Certification path validation algorithm

The certification path validation algorithm is the <a href="/facts/Algorithm/fnl5NmRt">algorithm</a> which verifies that a given certificate path is valid under a given <a href="/facts/Public_key_infrastructure/7fwMLxF4">public key infrastructure</a> (PKI). A path starts with the Subject certificate and proceeds through a number of intermediate certificates up to a trusted <a href="/facts/Root_certificate/yPhjLEbe">root certificate</a>, typically issued by a trusted <a href="/facts/Certificate_authority/WAo8vMTN">certificate authority</a> (CA).
Path validation is necessary for a <a href="/facts/Relying_party/U0FYx07S">relying party</a> to make an informed trust decision when presented with any certificate that is not already explicitly trusted. For example, in a hierarchical PKI, a certificate chain starting with a web server certificate might lead to a small CA, then to an intermediate CA, then to a large CA whose <a href="/facts/Trust_anchor/GWcn7Mca">trust anchor</a> is present in the relying party's web browser. In a bridged PKI, a certificate chain starting with a user at Company A might lead to Company A's CA certificate, then to a bridge CA, then to company B's CA certificate, then to company B's trust anchor, which a relying party at company B could trust.
<a href="/facts/RFC_(identifier)/esftTvE7">RFC</a> <a href="https://datatracker.ietf.org/doc/html/rfc5280">5280</a> defines a standardized path validation algorithm for <a href="/facts/X.509/rs0JuYDd">X.509</a> certificates, given a certificate path. (Path discovery, the actual construction of a path, is not covered.) The algorithm takes the following inputs:

<ul><li>The certificate path to be evaluated;</li>
<li>The current date/time;</li>
<li>The list of <a href="/facts/Certificate_policy/BJLwFJoz">certificate policy</a> object identifiers (OIDs) acceptable to the relying party (or any);</li>
<li>The trust anchor of the certificate path; and</li>
<li>Indicators whether policy mapping is allowed and how/when/whether the "any" policy <a href="/facts/Object_identifier/wEC9ubWd">OID</a> is to be tolerated.</li></ul>
In the standardized algorithm, the following steps are performed for each certificate in the path, starting from the trust anchor. If any check fails on any certificate, the algorithm terminates and path validation fails. (This is an explanatory summary of the scope of the algorithm, not a rigorous reproduction of the detailed steps.)

<ul><li>The public key algorithm and parameters are checked;</li>
<li>The current date/time is checked against the validity period of the certificate;</li>
<li>The <a href="/facts/Revocation_status/8o9tHUCE">revocation status</a> is checked, whether by <a href="/facts/Certificate_revocation_list/JSP12aR0">CRL</a>, <a href="/facts/Online_Certificate_Status_Protocol/0SuMER8c">OCSP</a>, or some other mechanism, to ensure the certificate is not revoked;</li>
<li>The issuer name is checked to ensure that it equals the subject name of the previous certificate in the path;</li>
<li>Name constraints are checked, to make sure the subject name is within the permitted subtrees list of all previous CA certificates and not within the excluded subtrees list of any previous CA certificate;</li>
<li>The asserted <a href="/facts/Certificate_policy/BJLwFJoz">certificate policy</a> <a href="/facts/Object_identifier/wEC9ubWd">OIDs</a> are checked against the permissible OIDs as of the previous certificate, including any policy mapping equivalencies asserted by the previous certificate;</li>
<li>Policy constraints and basic constraints are checked, to ensure that any explicit policy requirements are not violated and that the certificate is a CA certificate, respectively. This step is crucial in preventing some <a href="/facts/Man_in_the_middle_attack/dx4cojdz">man in the middle attacks</a>;</li>
<li>The path length is checked to ensure that it does not exceed any maximum path length asserted in this or a previous certificate;</li>
<li>The key usage extension is checked to ensure that is allowed to sign certificates; and</li>
<li>Any other critical extensions are recognized and processed.</li></ul>
If this procedure reaches the last certificate in the chain, with no name constraint or policy violations or any other error condition, then the certificate path validation algorithm terminates successfully.

Certification path validation algorithm open-in-new

Certification path validation algorithm