Because the empire was constantly threatened at critical frontiers to its north and east, the Byzantines were unable to focus much attention to the west and Roman control would slowly disappear in the west once more. Nevertheless, their claim to the universal empire was acknowledged by temporal and religious authorities in the west, even if this empire couldn't be physically restored. Gothic and Frankish kings in the fifth and sixth centuries acknowledged the emperor's suzerainty, as a symbolic acknowledgement of membership in the Roman Empire also enhanced their own status and granted them a position in the perceived world order of the time. As such, Byzantine emperors could still perceive the west as the western part of their empire, momentarily in barbarian hands, but still formally under their control through a system of recognition and honors bestowed on the western kings by the emperor.
A decisive geopolitical turning point in the relations between East and West was during the long reign of emperor Constantine V (741–775). Though Constantine V conducted several successful military campaigns against the enemies of his empire, his efforts were centered on the Muslims and the Bulgars, who represented immediate threats. Because of this, the defense of Italy was neglected. The main Byzantine administrative unit in Italy, the Exarchate of Ravenna, fell to the Lombards in 751, ending the Byzantine presence in northern Italy. The collapse of the Exarchate had long-standing consequences. The popes, ostensibly Byzantine vassals, realized that Byzantine support was no longer a guarantee and increasingly began relying on the major kingdom in the West, the Frankish Kingdom, for support against the Lombards. Byzantine possessions throughout Italy, such as Venice and Naples, began to raise their own militias and effectively became independent. Imperial authority ceased to be exercised in Corsica and Sardinia and religious authority in southern Italy was formally transferred by the emperors from the popes to the patriarchs of Constantinople. The Mediterranean world, interconnected since the days of Roman Empire of old, had been definitively divided into East and West.
Though the Roman Empire is an example of a universal monarchy, the idea is not exclusive to the Romans, having been expressed in unrelated entities such as the Aztec Empire and in earlier realms such as the Persian and Assyrian Empires.
Most "universal monarchs" justified their ideology and actions through the divine; proclaiming themselves (or being proclaimed by others) as either divine themselves or as appointed on the behalf of the divine, meaning that their rule was theoretically sanctioned by heaven. By tying together religion with the empire and its ruler, obedience to the empire became the same thing as obedience to the divine. Like its predecessors, the Ancient Roman religion functioned in much the same way, conquered peoples were expected to participate in the imperial cult regardless of their faith before Roman conquest. This imperial cult was threatened by religions such as Christianity (where Jesus Christ is explicitly proclaimed as the "Lord"), which is one of the primary reasons for the harsh persecutions of Christians during the early centuries of the Roman Empire; the religion was a direct threat to the ideology of the regime. Although Christianity eventually became the state religion of the Roman Empire in the 4th century, the imperial ideology was far from unrecognizable after its adoption. Like the previous imperial cult, Christianity now held the empire together and though the emperors were no longer recognized as gods, the emperors had successfully established themselves as the rulers of the Christian church in the place of Christ, still uniting temporal and spiritual authority.
In the Byzantine Empire, the authority of the emperor as both the rightful temporal ruler of the Roman Empire and the head of Christianity remained unquestioned until the fall of the empire in the 15th century. The Byzantines firmly believed that their emperor was God's appointed ruler and his viceroy on Earth (illustrated in their title as Deo coronatus, "crowned by God"), that he was the Roman emperor (basileus ton Rhomaion), and as such the highest authority in the world due to his universal and exclusive emperorship. The emperor was an absolute ruler dependent on no one when exercising his power (illustrated in their title as autokrator, or the Latin moderator). The Emperor was adorned with an aura of holiness and was theoretically not accountable to anyone but God himself. The Emperor's power, as God's viceroy on Earth, was also theoretically unlimited. In essence, Byzantine imperial ideology was simply a Christianization of the old Roman imperial ideology, which had also been universal and absolutist.
As the Western Roman Empire collapsed and subsequent Byzantine attempts to retain the west crumbled, the church took the place of the empire in the west and by the time Western Europe emerged from the chaos endured during the 5th to 7th centuries, the pope was the chief religious authority and the Franks were the chief temporal authority. Charlemagne's coronation as Roman emperor expressed an idea different from the absolutist ideas of the emperors in the Byzantine Empire. Though the eastern emperor retained control of both the temporal empire and the spiritual church, the rise of a new empire in the west was a collaborative effort, Charlemagne's temporal power had been won through his wars, but he had received the imperial crown from the pope. Both the emperor and the pope had claims to ultimate authority in Western Europe (the popes as the successors of Saint Peter and the emperors as divinely appointed protectors of the church) and though they recognized the authority of each other, their "dual rule" would give rise to many controversies (such as the Investiture Controversy and the rise and fall of several antipopes).
Though the inhabitants of the Byzantine Empire itself never stopped referring to themselves as "Romans" (Rhomaioi), sources from Western Europe from the coronation of Charlemagne and onwards denied the Roman legacy of the eastern empire by referring to its inhabitants as "Greeks". The idea behind this renaming was that Charlemagne's coronation did not represent a division (divisio imperii) of the Roman Empire into West and East nor a restoration (renovatio imperii) of the old Western Roman Empire. Rather, Charlemagne's coronation was the transfer (translatio imperii) of the imperium Romanum from the Greeks in the east to the Franks in the west. To contemporary sources in Western Europe, such as the Annals of Lorsch, Charlemagne's key legitimizing factor as emperor (other than papal approval) was the territories which he controlled. As he controlled formerly Roman lands in Gaul, Germany and Italy (including Rome itself), and acted as a true emperor in these lands, he deserved to be called emperor, while the eastern emperor was seen as having abandoned these traditional provinces. This argument from antiquity or tradition had more longevity than Alcuin of York's argument that the Roman emperor could not be a woman and therefore was automatically vacant upon Irene of Athens' usurpation in 797, since Irene herself was deposed in 802 and followed by male rulers for the rest of Charlemagne's reign.
Although crowned as an explicit refusal of the eastern emperor's claim to universal rule, Charlemagne himself does not appear to have been interested in open confrontation with the Byzantine Empire or its rulers, and seems to have desired to eliminate the appearance of division diplomatically. When Charlemagne wrote to Constantinople in 813, Charlemagne titled himself as the "Emperor and Augustus and also King of the Franks and of the Lombards", identifying the imperial title with his previous royal titles in regards to the Franks and Lombards, rather than to the Romans. As such, his imperial title could be interpreted by the Byzantines as stemming from the fact that he was the king of more than one kingdom (equating the title of emperor with that of king of kings), rather than signifying a usurpation of Byzantine power. Nevertheless, Charlemagne's coronation was in actuality an active challenge to Byzantine imperial legitimacy and was regarded as such by the Pope.
In response to the Frankish adoption of the imperial title, the Byzantine emperors (which had previously simply used "emperor" as a title) adopted the full title of "emperor of the Romans" to make their supremacy clear. To the Byzantines, Charlemagne's coronation was a rejection of their perceived order of the world and an act of usurpation. Although Emperor Michael I (r. 811–813) eventually relented and recognized Charlemagne as an emperor and a "spiritual brother" of the eastern emperor, Charlemagne was not recognized as the Roman emperor and his imperium was seen as limited to his actual domains (as such not universal) and not as something that would outlive him (with his successors being referred to as "kings" rather than emperors in Byzantine sources).
Following Charlemagne's coronation, the two empires engaged in diplomacy with each other. The exact terms discussed are unknown and negotiations were slow but it seems that Charlemagne proposed in 802 that he and Irene would marry and unite their empires, sending ambassadors to Constantinople. As such, the empire could have "reunited" without arguments as to which ruler was the legitimate one. However, as reported by Theophanes the Confessor, the scheme was frustrated by Aetios, eunuch and favorite of Irene, who was attempting to usurp her on behalf of his brother Leo, even though Irene herself approved of the marriage proposal. The General Logothete (finance minister) Nikephoros, along with other courtiers disgruntled with Irene's financial policy and fearful of the implications of political union with the Franks through the proposed marriage, overthrew Irene and exiled her on 31 October 802 while the Frankish and papal ambassadors were still in the city, damaging Frankish-Byzantine relations once again.
One of the primary resources in regards to the problem of two emperors in the Carolingian period is a letter by Emperor Louis II. Louis II was the fourth emperor of the Carolingian Empire, though his domain was confined to northern Italy as the rest of the empire had fractured into several different kingdoms, though these still acknowledged Louis as the emperor. His letter was a reply to a provocative letter by Byzantine emperor Basil I. Though Basil's letter is lost, its contents can be ascertained from the known geopolitical situation at the time and Louis's reply and probably related to the ongoing co-operation between the two empires against the Muslims. The focal point of Basil's letter was his refusal to recognize Louis II as a Roman emperor.
Basil appears to have based his refusal on two main points. First of all, the title of Roman emperor was not hereditary (the Byzantines still considered it to formally be a republican office, although also tied intimately with religion) and second of all, it was not considered appropriate for someone of a gens (e.g. an ethnicity) to hold the title. The Franks, and other groups throughout Europe, were seen as different gentes but to Basil and the rest of the Byzantines, "Roman" was not a gens. Romans were defined chiefly by their lack of a gens and as such, Louis was not Roman and thus not a Roman emperor. There was only one Roman emperor, Basil himself, and though Basil considered that Louis could be an emperor of the Franks, he appears to have questioned this as well seeing as only the ruler of the Romans was to be titled basileus (emperor).
As illustrated by Louis's letter, the western idea of ethnicity was different from the Byzantine idea; everyone belonged to some form of ethnicity. Louis considered the gens romana (Roman people) to be the people who lived in the city of Rome, which he saw as having been deserted by the Byzantine Empire. All gentes could be ruled by a basileus in Louis's mind and as he pointed out, the title (which had originally simply meant "king") had been applied to other rulers in the past (notably Persian rulers). Furthermore, Louis disagreed with the notion that someone of a gens could not become the Roman emperor. He considered the gentes of Hispania (the Theodosian dynasty), Isauria (the Isaurian dynasty), and Khazaria (Leo IV) as all having provided emperors, though the Byzantines themselves would have seen all of these as Romans and not as peoples of gentes. The views expressed by the two emperors in regards to ethnicity are somewhat paradoxical; Basil defined the Roman Empire in ethnic terms (defining it as explicitly against ethnicity) despite not considering the Romans as an ethnicity and Louis did not define the Roman Empire in ethnic terms (defining it as an empire of God, the creator of all ethnicities) despite considering the Romans as an ethnic people.
Louis also derived legitimacy from religion. He argued that as the Pope of Rome, who actually controlled the city, had rejected the religious leanings of the Byzantines as heretical, instead favoring the Franks, and also because the he had also crowned him emperor, Louis was the legitimate Roman emperor. The idea was that it was God himself, acting through his vicar the Pope, who had granted the church, people and city of Rome to him to govern and protect. Louis's letter details that if he was not the emperor of the Romans then he could not be the emperor of the Franks either, as it was the Roman people themselves who had accorded his ancestors with the imperial title. In contrast to the papal affirmation of his imperial lineage, Louis chastized the eastern empire for its emperors mostly only being affirmed by their senate and sometimes lacking even that, with some emperors having been proclaimed by the army, or worse, women (probably a reference to Irene). Louis probably overlooked that affirmation by the army was the original ancient source for the title of imperator, before it came to mean the ruler of the Roman Empire.
Though it would have been possible for either side of the dispute to concede to the obvious truth, that there were now two empires and two emperors, this would have denied the understood nature of what the empire was and meant (its unity). Louis's letter does offer some evidence that he might have recognized the political situation as such; Louis is referred to as the "august emperor of the Romans" and Basil is referred to as the "very glorious and pious emperor of New Rome", and he suggests that the "indivisible empire" is the empire of God and that "God has not granted this church to be steered either by me or you alone, but so that we should be bound to each other with such love that we cannot be divided, but should seem to exist as one". These references are more likely to mean that Louis still considered there to be a single empire, but with two imperial claimants (in effect an emperor and an anti-emperor). Neither side in the dispute would have been willing to reject the idea of the single empire. Louis referring to the Byzantine emperor as an emperor in the letter may simply be a courtesy, rather than an implication that he truly accepted his imperial rule.
Louis's letter mentions that the Byzantines abandoned Rome, the seat of empire, and lost the Roman way of life and the Latin language. In his view, that the empire was ruled from Constantinople did not represent it surviving, but rather that it had fled from its responsibilities. Although he would have had to approve its contents, Louis probably did not write his letter himself and it was probably instead written by the prominent cleric Anastasius Bibliothecarius. Anastasius was not a Frank but a citizen of the city of Rome (in Louis's view an "ethnic Roman"). As such, prominent figures in Rome itself would have shared Louis's views, illustrating that by his time, the Byzantine Empire and the city of Rome had drifted very far apart.
Following the death of Louis in 875, emperors continued to be crowned in the West for a few decades, but their reigns were often brief and problematic and they only held limited power and as such the problem of two emperors ceased being a major issue to the Byzantines, for a time.
Nikephoros pointed out to Liutprand personally that Otto was a mere barbarian king who had no right to call himself an emperor, nor to call himself a Roman. Just before Liutprand's arrival in Constantinople, Nikephoros II had received an offensive letter from Pope John XIII, possibly written under pressure from Otto, in which the Byzantine emperor was referred to as the "Emperor of the Greeks" and not the "Emperor of the Romans", denying his true imperial status. Liutprand recorded the outburst of Nikephoros's representatives at this letter, which illustrates that the Byzantines too had developed an idea similar to translatio imperii regarding the transfer of power from Rome to Constantinople:
Liutprand attempted to diplomatically excuse the pope by stating that the pope had believed that the Byzantines would not like the term "Romans" since they had moved to Constantinople and changed their customs and assured Nikephoros that in the future, the eastern emperors would be addressed in papal letters as "the great and august emperor of the Romans". Otto's attempted cordial relations with the Byzantine Empire would be hindered by the problem of the two emperors, and the eastern emperors were less than eager to reciprocate his feelings. Liutprand's mission to Constantinople was a diplomatic disaster, and his visit saw Nikephoros repeatedly threaten to invade Italy, restore Rome to Byzantine control and on one occasion even threaten to invade Germany itself, stating (concerning Otto) that "we will arouse all the nations against him; and we will break him in pieces like a potter's vessel". Otto's attempt at a marriage alliance would not materialize until after Nikephoros's death. In 972, in the reign of Byzantine emperor John I Tzimiskes, a marriage was secured between Otto's son and co-emperor Otto II and John's niece Theophanu.
To Liutprand of Cremona and later scholars in the west, the eastern emperors were perceived as weak, degenerate, and not true emperors; there was, they felt, a single empire under the true emperors (Otto I and his successors), who demonstrated their right to the empire through their restoration of the Church. In return, the eastern emperors did not recognize the imperial status of their challengers in the west. Although Michael I had referred to Charlemagne by the title Basileus in 812, he hadn't referred to him as the Roman emperor. Basileus in of itself was far from an equal title to that of Roman emperor. In their own documents, the only emperor recognized by the Byzantines was their own ruler, the Emperor of the Romans. In Anna Komnene's The Alexiad (c. 1148), the Emperor of the Romans is her father, Alexios I, while the Holy Roman emperor Henry IV is titled simply as the "King of Germany". According to Arnold of Lübeck, when King of Romans Conrad III met Byzantine emperor Manuel I Komnenos in 1147 (who he calls "King of the Greeks"), Conrad III refused to submit to Manuel I so they rode to each other and gave each other a welcoming kiss. The accuracy of the account remains disputed.
In the 1150s, the Byzantine emperor Manuel I Komnenos became involved in a three-way struggle between himself, the Holy Roman emperor Frederick I Barbarossa and the Italo-Norman King of Sicily, Roger II. Manuel aspired to lessen the influence of his two rivals and at the same time win the recognition of the Pope (and thus by extension Western Europe) as the sole legitimate emperor, which would unite Christendom under his sway. Manuel reached for this ambitious goal by financing a league of Lombard towns to rebel against Frederick and encouraging dissident Norman barons to do the same against the Sicilian king. Manuel even dispatched his army to southern Italy, the last time a Byzantine army ever set foot in Western Europe. Despite his efforts, Manuel's campaign ended in failure and he won little except the hatred of both Barbarossa and Roger, who by the time the campaign concluded had allied with each other.
Barbarossa, who did not in fact intend to take Constantinople, was unaware of Isaac's alliance with Saladin but still wary of the rival emperor. As such he sent out an embassy in early 1189, headed by the Bishop of Münster. Isaac was absent at the time, putting down a revolt in Philadelphia, and returned to Constantinople a week after the German embassy arrived, after which he immediately had the Germans imprisoned. This imprisonment was partly motivated by Isaac wanting to possess German hostages, but more importantly, an embassy from Saladin, probably noticed by the German ambassadors, was also in the capital at this time.
On 28 June 1189, Barbarossa's crusade reached the Byzantine borders, the first time a Holy Roman emperor personally set foot within the borders of the Byzantine Empire. Although Barbarossa's army was received by the closest major governor, the governor of Branitchevo, the governor had received orders to stall or, if possible, destroy the German army. On his way to the city of Niš, Barbarossa was repeatedly assaulted by locals under the orders of the governor of Branitchevo and Isaac II also engaged in a campaign of closing roads and destroying foragers. The attacks against Barbarossa amounted to little and only resulted in around a hundred losses. A more serious issue was a lack of supplies, since the Byzantines refused to provide markets for the German army. The lack of markets was excused by Isaac as due to not having received advance notice of Barbarossa's arrival, a claim rejected by Barbarossa, who saw the embassy he had sent earlier as notice enough. Despite these issues, Barbarossa still apparently believed that Isaac was not hostile against him and refused invitations from the enemies of the Byzantines to join an alliance against them. While at Niš he was assured by Byzantine ambassadors that though there was a significant Byzantine army assembled near Sofia, it had been assembled to fight the Serbs and not the Germans. This was a lie, and when the Germans reached the position of this army, they were treated with hostility, though the Byzantines fled at the first charge of the German cavalry.
Isaac II panicked and issued contradictory orders to the governor of the city of Philippopolis, one of the strongest fortresses in Thrace. Fearing that the Germans were to use the city as a base of operations, its governor, Niketas Choniates (later a major historian of these events), was first ordered to strengthen the city's walls and hold the fortress at all costs, but later to abandon the city and destroy its fortifications. Isaac II seems to have been unsure of how to deal with Barbarossa. Barbarossa meanwhile wrote to the main Byzantine commander, Manuel Kamytzes, that "resistance was in vain", but also made clear that he had absolutely no intention to harm the Byzantine Empire. On 21 August, a letter from Isaac II reached Barbarossa, who was encamped outside Philippopolis. In the letter, which caused great offense, Isaac II explicitly called himself the "Emperor of the Romans" in opposition to Barbarossa's title and the Germans also misinterpreted the Byzantine emperor as calling himself an angel (on account of his last name, Angelos). Furthermore, Isaac II demanded half of any territory to be conquered from the Muslims during the crusade and justified his actions by claiming that he had heard from the governor of Branitchevo that Barbarossa had plans to conquer the Byzantine Empire and place his son Frederick of Swabia on its throne. At the same time Barbarossa learnt of the imprisonment of his earlier embassy. Several of Barbarossa's barons suggested that they take immediate military action against the Byzantines, but Barbarossa preferred a diplomatic solution.
In the letters exchanged between Isaac II and Barbarossa, neither side titled the other in the way they considered to be appropriate. In his first letter, Isaac II referred to Barbarossa simply as the "King of Germany". The Byzantines eventually realized that the "wrong" title hardly improved the tense situation and in the second letter Barbarossa was called "the most high-born Emperor of Germany". Refusing to recognize Barbarossa as the Roman emperor, the Byzantines eventually relented with calling him "the most noble emperor of Elder Rome" (as opposed to the New Rome, Constantinople). The Germans always referred to Isaac II as the Greek emperor or the Emperor of Constantinople.
The Byzantines continued to harass the Germans. The wine left behind in the abandoned city of Philippopolis had been poisoned, and a second embassy sent from the city to Constantinople by Barbarossa was also imprisoned, though shortly thereafter Isaac II relented and released both embassies. When the embassies reunited with Barbarossa at Philippopolis they told the Holy Roman emperor of Isaac II's alliance with Saladin, and claimed that the Byzantine emperor intended to destroy the German army while it was crossing the Bosporus. In retaliation for spotting anti-Crusader propaganda in the surrounding region, the crusaders devastated the immediate area around Philippopolis, slaughtering the locals. After Barbarossa was addressed as the "King of Germany", he flew into a fit of rage, demanding hostages from the Byzantines (including Isaac II's son and family), asserting that he was the one true Emperor of the Romans and made it clear that he intended to winter in Thrace despite the Byzantine emperor's offer of assisting the German army to cross the Bosporus.
By this point, Barbarossa had become convinced that Constantinople needed to be conquered in order for the crusade to be successful. On 18 November he sent a letter to his son, Henry, in which he explained to difficulties he had encountered and ordered his son to prepare for an attack against Constantinople, ordering the assembling of a large fleet to meet him in the Bosporus once spring came. Furthermore, Henry was instructed to ensure Papal support for such a campaign, organizing a great Western crusade against the Byzantines as enemies of God. Isaac II replied to Barbarossa's threats by claiming that Thrace would be Barbarossa's "deathtrap" and that it was too late for the German emperor to escape "his nets". As Barbarossa's army, reinforced with Serbian and Vlach allies, approached Constantinople, Isaac II's resolve faded and he began to favor peace instead. Barbarossa had continued to send offers of peace and reconciliation since he had seized Philippopolis, and once Barbarossa officially sent a declaration of war in late 1189, Isaac II at last relented, realizing he wouldn't be able to destroy the German army and was at risk of losing Constantinople itself. The peace saw the Germans being allowed to pass freely through the empire, transportation across the Bosporus and the opening of markets as well as compensation for the damage done to Barbarossa's expedition by the Byzantines. Frederick then continued on towards the Holy Land without any further major incidents with the Byzantines, with the exception of the German army almost sacking the city of Philadelphia after its governor refused to open up the markets to the Crusaders. The incidents during the Third Crusade heightened animosity between the Byzantine Empire and the west. To the Byzantines, the devastation of Thrace and efficiency of the German soldiers had illustrated the threat they represented, while in the West, the mistreatment of the emperor and the imprisonment of the embassies would be long remembered.
Frederick Barbarossa died before reaching the Holy Land and his son and successor, Henry VI, pursued a foreign policy in which he aimed to force the Byzantine court to accept him as the superior (and sole legitimate) emperor. By 1194, Henry had successfully consolidated Italy under his own rule after being crowned as King of Sicily, in addition to already being the Holy Roman emperor and the King of Italy, and he turned his gaze east. The Muslim world had fractured after Saladin's death and Barbarossa's crusade had revealed the Byzantine Empire to be weak and also given a useful casus belli for attack. Furthermore, Leo II, the ruler of Cilician Armenia, offered to swear fealty to Henry VI in exchange for being accorded a royal crown. Henry bolstered his efforts against the eastern empire by marrying a captive daughter of Isaac II, Irene Angelina, to his brother Philip of Swabia in 1195, giving his brother a dynastic claim that could prove useful in the future.
In 1195 Henry VI also dispatched an embassy to the Byzantine Empire, demanding from Isaac II that he transfer a stretch of land stretching from Durazzo to Thessalonica, previously conquered by the Sicilian king William II, and also wished the Byzantine emperor to promise naval support in preparation for a new crusade. According to Byzantine historians, the German ambassadors spoke as if Henry VI was the "emperor of emperors" and "lord of lords". Henry VI intended to force the Byzantines to pay him to ensure peace, essentially extracting tribute, and his envoys put forward the grievances that the Byzantines had caused throughout Barbarossa's reign. Not in a position to resist, Isaac II succeeded to modify the terms so that they were purely monetary. Shortly after agreeing to these terms, Isaac II was overthrown and replaced as emperor by his older brother, Alexios III Angelos.
The threat of Henry VI caused some concern in the Byzantine Empire and Alexios III slightly altered his imperial title to en Christoi to theo pistos basileus theostephes anax krataios huspelos augoustos kai autokrator Romaion in Greek and in Christo Deo fidelis imperator divinitus coronatus sublimis potens excelsus semper augustus moderator Romanorum in Latin. Though previous Byzantine emperors had used basileus kai autokrator Romaion ("Emperor and Autocrat of the Romans"), Alexios III's title separated basileus from the rest and replaced its position with augoustos (Augustus, the old Roman imperial title), creating the possible interpretation that Alexios III was simply an emperor (Basileus) and besides that also the moderator Romanorum ("Autocrat of the Romans") but not explicitly the Roman emperor, so that he was no longer in direct competition with his rival in Germany and that his title was less provocative to the West in general. Alexios III's successor, Alexios IV Angelos, continued with this practice and went even further, inverting the order of moderator Romanorum and rendering it as Romanorum moderator.
The rulers of the Latin Empire, although they seem to have called themselves Emperors of Constantinople (imperator Constantinopolitanus) or Emperors of Romania (imperator Romaniae, Romania being a Byzantine term meaning the "land of the Romans") in correspondence with the Papacy, used the same imperial titles within their own empire as their direct Byzantine predecessors, with the titles of the Latin Emperors (Dei gratia fidelissimus in Christo imperator a Deo coronatus Romanorum moderator et semper augustus) being near identical to the Latin version of the title of Byzantine emperor Alexios IV (fidelis in Christo imperator a Deo coronatus Romanorum moderator et semper augustus). As such, the titles of the Latin emperors continued the compromise in titulature worked out by Alexios III. In his seals, Baldwin I abbreviated Romanorum as Rom., a convenient and slight adjustment that left it open to interpretation if it truly referred to Romanorum or if it meant Romaniae.
The embracing of the Roman nature of the emperorship in Constantinople would have brought the Latin emperors into conflict with the idea of translatio imperii. Furthermore, the Latin emperors claimed the dignity of Deo coronatus (as the Byzantine emperors had claimed before them), a dignity the Holy Roman emperors could not claim, being dependent on the Pope for their coronation. Despite the fact that the Latin emperors would have recognized the Holy Roman Empire as the Roman Empire, they nonetheless claimed a position that was at least equal to that of the Holy Roman emperors. In 1207–1208, Latin emperor Henry proposed to marry the daughter of the elected rex Romanorum in the Holy Roman Empire, Henry VI's brother Philip of Swabia, yet to be crowned emperor due to an ongoing struggle with the rival claimant Otto of Brunswick. Philip's envoys responded that Henry was an advena (stranger; outsider) and solo nomine imperator (emperor in name only) and that the marriage proposal would only be accepted if Henry recognized Philip as the imperator Romanorum and suus dominus (his master). As no marriage occurred, it is clear that submission to the Holy Roman emperor was not considered an option.
The emergence of the Latin Empire and the submission of Constantinople to the Catholic Church as facilitated by its emperors altered the idea of translatio imperii into what was called divisio imperii (division of empire). The idea, which became accepted by Pope Innocent III, saw the formal recognition of Constantinople as an imperial seat of power and its rulers as legitimate emperors, which could rule in tandem with the already recognized emperors in the West. The idea resulted in that the Latin emperors never attempted to enforce any religious or political authority in the West, but attempted to enforce a hegemonic religious and political position, similar to that held by the Holy Roman emperors in the West, over the lands in Eastern Europe and the Eastern Mediterranean, especially in regards to the Crusader states in the Levant, where the Latin emperors would oppose the local claims of the Holy Roman emperors and claims of Bulgarian or Greek Orthodox monarchs.
Nevertheless, the Union achieved Michael's main aim: it legitimized Michael and his successors as rulers of Constantinople in the eyes of the west. Furthermore, Michael's idea of a crusade to recover the lost portions of Anatolia received positive reception at the council, though such a campaign would never materialize. The union was disrupted in 1281 when Michael was excommunicated, possibly due to Pope Martin IV having been pressured by Charles of Anjou. Following Michael's death, and with the threat of an Angevin invasion having subsided following the Sicilian Vespers, his successor, Andronikos II Palaiologos, was quick to repudiate the hated Union of the Churches. Although popes after Michael's death would periodically consider a new crusade against Constantinople to once more impose Catholic rule, no such plans materialized. The Angevin pretenders of the Latin throne held on to the nominal sovereigns over Frankish Greece namely Achaea, Albania, Athens and Naxos.
Although Michael VIII, unlike his predecessors, did not protest when addressed as the "Emperor of the Greeks" by the popes in letters and at the Council of Lyons, his conception of his universal emperorship remained unaffected. As late as 1395, when Constantinople was more or less surrounded by the rapidly expanding Ottoman Empire and it was apparent that its fall was a matter of time, Patriarch Antony IV of Constantinople still referenced the idea of the universal empire in a letter to the Grand Prince of Moscow, Vasily I, stating that anyone other than the Byzantine emperor assuming the title of "emperor" was "illegal" and "unnatural".
The dispute between the Byzantine Empire and the Holy Roman Empire was mostly confined to the realm of diplomacy, never fully exploding into open war. This was probably mainly due to the great geographical distance separating the two empires; a large-scale campaign would have been infeasible to undertake for either emperor. Events in Germany, France and the west in general were of little compelling interest to the Byzantines as they firmly believed that the western provinces would eventually be reconquered. Of more compelling interest were political developments in their near vicinity and in 913, the Knyaz (prince or king) of Bulgaria, Simeon I, arrived at the walls of Constantinople with an army. Simeon I's demands were not only that Bulgaria would be recognized as independent from the Byzantine Empire, but that it was to be designated as a new universal empire, absorbing and replacing the universal empire of Constantinople. Because of the threat represented, the Patriarch of Constantinople, Nicholas Mystikos, granted an imperial crown to Simeon. Simeon was designated as the Ceasar of the Bulgarians, not of the Romans and as such, the diplomatic gesture had been somewhat dishonest. Caesar had been replaced by Basileus and later other titles and devalued in Byzantium over the years as it was granted to different people like Tervel of Bulgaria who helped Emperor Justinian II in 695–715. In 919, Archbishop Leontius of Bulgaria was unilaterally elevated to "patriarch". It was widely seen that the status of the church had to be "equal" of that of the state.
The Byzantines soon discovered that Simeon was in fact titling himself as not only the Ceasar of the Bulgarians, but as the Basileus of the Bulgarians and the Romans. The problem was solved when Simeon died in 927 and his son and successor, Peter I, simply adopted Emperor of the Bulgarians as a show of submission to the universal empire of Constantinople. Byzantine emperor Romanos I Lekapenos recognized the Bulgarian patriarchate soon after thus the Bulgarian Church became the sixth patriarchate joining the older five. By 1018, Bulgaria was conquered by the Byzantines and the tsardom was restored over a century later in 1186. The dispute, deriving from Simeon's claim, would on occasion be revived by strong Bulgarian monarchs who once more adopted the title of Emperor of the Bulgarians and the Romans, such as Kaloyan (r. 1196–1207) and Ivan Asen II (r. 1218–1241).
The Holy Roman idea that the empire located primarily in Germany constituted the only legitimate empire eventually gave rise to the association with Germany and the imperial title, rather than associating it with the ancient Romans. The earliest mention of "the Holy Roman Empire of the German Nation" (a phrase rarely used officially) is from the 15th century and its later increasingly used shorthand, imperium Romano-Germanicum, demonstrates that contemporaries of the empire increasingly saw the empire and its emperors not as successors of a Roman Empire that had existed since Antiquity but instead as a new entity that appeared in medieval Germany whose rulers were referred to as "emperors" for political and historical reasons. In the 16th century up to modern times, the term "emperor" was thus also increasingly applied to rulers of other countries. In the Holy Roman Empire türkischer Kaiser ("Turkish Emperor") became common while in Italy and the Papal States Turcus ("Turk"), Magnus Turcus ("Great Turk") or Turcorum Tyrannus ("Turkish Tyrant") were more prominent and avoided the term emperor at the start. Pope Pius II was willing to recognize Mehmed as emperor if he converted to Catholicism. Johannes Cuspinian, who served under Maximilian I lists Ottoman sultans alongside Holy Roman, Byzantine and emperors from the Antiquity in his book Caesares. In 1496 and 1497, Maximilian I met an Ottoman delegation in Vigevano and in Stift Stams [de]. During the meetings, Maximilian I accepted the Imperial title used for the sultan and called him Turc-emperor privately. Maximilian I even hosted an imposter pretender Calixtus Ottomanus [la] who was called "Turkish emperor" by both Maximilian I and himself. Emperor Charles VI considered using his potential claim to the Byzantine throne through Andreas Palaiologos's last will against the Ottomans but the expected success by Prince Eugene of Savoy did not came to fruition. The Holy Roman emperors themselves maintained that they were the successors of the ancient Roman emperors up until the abdication of Francis II, the final Holy Roman emperor, in 1806.
Contemporaries within the Ottoman Empire recognized Mehmed's assumption of the imperial title and his claim to world domination. The historian Michael Critobulus described the sultan as "emperor of emperors", "autocrat" and "Lord of the Earth and the sea according to God's will". In a letter to the doge of Venice, Mehmed was described by his courtiers as the "emperor". Other titles were sometimes used as well, such as "grand duke" and "prince of the Turkish Romans". The citizens of Constantinople and the former Byzantine Empire (which still identified as "Romans" and not "Greeks" until modern times) saw the Ottoman Empire as still representing their empire, the universal empire; the imperial capital was still Constantinople and its ruler, Mehmed II, was the basileus.
As with the Byzantine emperors before them, the imperial status of the Ottoman sultans was primarily expressed through the refusal to recognize the Holy Roman emperors as equal rulers. In diplomacy, the western emperors were titled as kıral (kings) of Vienna or Hungary. This practice had been cemented and reinforced by the Treaty of Constantinople in 1533, signed by the Ottoman Empire (under Suleiman I) and the Archduchy of Austria (as represented by Ferdinand I on behalf of Emperor Charles V), wherein it was agreed that Ferdinand I was to be considered as the king of Germany and Charles V as the king of Spain. These titles were considered to be equal in rank to the Ottoman Empire's grand vizier, subordinate to the imperial title held by the sultan. The treaty also banned its signatories to count anyone as an emperor except the Ottoman sultan. From 1547, the Austrians had to pay tribute similar to Ottoman vassals which the Habsburgs called Ehrengeschenk (honorary gift) to downplay it.
The problem of two emperors and the dispute between the Holy Roman Empire and the Ottoman Empire would be finally resolved after the two empires signed a peace treaty following a string of Ottoman defeats. In the 1606 Peace of Zsitvatorok Ottoman sultan Ahmed I, for the first time in his empire's history, formally recognized the Holy Roman Emperor Rudolf II with the title császár (Hungarian for Ceasar) rather than kıral. For a last payment of 200,000 Gulden, the Sublime Porte's annual tribute demands were stopped. Ahmed made sure to write "like a father to a son", symbolically emphasizing that the eastern empire retained some primacy over its western counterpart. The Ottoman Empire later shifted towards imperator or imperador which fell out of use by the Ottoman sultans at this point and was not associated with him anymore. In the Ottoman Empire itself, the idea that the sultan was a universal ruler lingered on despite his recognition of the Holy Roman emperor as an equal. Writing in 1798, the Greek Orthodox patriarch of Jerusalem, Anthemus, saw the Ottoman Empire as imposed by God himself as the supreme empire on Earth and something which had arisen due to the dealings of the Palaiologan emperors with the western Christians:
Ottoman administrative documents continued to call the Roman-German emperors "Kings of Vienna" up to the early 18th century. Nevertheless it was an important step to equality in foreign politics. The treaty was reaffirmed multiple times for example by the Treaty of Karlowitz in 1699. European nations adopted a secular foreign policy and in 1771, Austria formed an alliance with the Ottomans against Kingdom of Prussia. After the unsuccessful Austrian invasion, the Ottomans accepted Western diplomatic practices with the Treaty of Sistova of 1791. The Austrian Empire continued to respect the compromise with the Ottomans after the dissolution of the Holy Roman Empire.
In 1488, Ivan III demanded recognition of his title as the equivalent of emperor, but this was refused by the Holy Roman emperor Frederick III and other western European rulers. Ivan IV went even further in his imperial claims. He claimed descent from the first Roman emperor, Augustus, and at his coronation as the tsar of all Russia in 1547, he used the Slavic translation of the Byzantine coronation service and what he claimed was Byzantine regalia. Around this time, Ivan IV stopped using the term "brother" towards other kings and only saw the Holy Roman Emperor and the Ottoman Sultan as equal. England, Denmark and initially Sweden were the first to recognize Ivan IV as tsar. The Treaty of Cardis of 1661 obliged Sweden to use the title Tsar after Sweden rejected the title again. King Louis XIII of France recognized Michael of Russia as the "Head of the Eastern Hemisphere" and Empereur in 1629. The Papacy itself was willing to recognize the Russian tsar as imperator if they agreed to a communion and avoided calling him "Grand Prince", instead opting for Domino Russiae. Feodor I of Russia was recognized as a tsar in 1594. In 1673, Paul Menesius advised Pope Clement X to refer to the Russian sovereign as a tsar as he argued that it is the Russian word for "ruler" similar to other regional titles like "caliph" or "sherif" rather than meaning "Caesar". With France in 1745, all major Western kingdoms recognized Peter I new official title imperator.
Three times between 1733 and 1762 Russian troops fought alongside Austrians inside the empire. The ruler of Russia from 1762 until 1796, Catherine the Great, was a German princess. In 1779 she helped broker the Peace of Teschen that ended the War of the Bavarian Succession. Thereafter, Russia claimed to be a guarantor of the imperial constitution as per the Peace of Westphalia (1648) with the same standing as France and Sweden. In 1780, Catherine II called for the invasion of the Ottoman Empire and the creation of a new Greek Empire or restored Eastern Roman Empire, for which purposes an alliance was made between Joseph II's Holy Roman Empire and Catherine II's Russian Empire with her grandson Konstantin Pavlovich as their emperor in his own right. The alliance between Joseph and Catherine was, at the time, heralded as a great success for both parties. Neither the Greek Plan or the Austro-Russian alliance would persist long. Nonetheless, both empires would be part of the anti-Napoleonic Coalitions as well as the Concert of Europe. Any possible Holy Roman–Russian dispute ended with the dissolution of the Holy Roman Empire in 1806.
The Russians began to distinguish between the Byzantine emperor, who was the tsar for the Orthodox church, and the khan of the Golden Horde, who was the tsar for the princes. Under the reign of Grand Prince Ivan III, Vassian Patrikeyev argued that Ivan III should wield the title tsar and not the khans and compared him to Vladimir the Great and Dmitry Donskoy. In 1480, Moscow gained independence from the Golden Horde with the Great Stand on the Ugra River, allowing the grand prince to adopt the title samoderzhets (in Greek autokrator) in 1492. When Ivan IV conquered the khanates of Kazan and Astrakhan, he assumed the titles "Tsar of Kazan and Astrakhan". He replaced their rulers not as a khan but as a ruler of an Orthodox tsardom, how V. V. Trepavlov [ru] described it. The Crimean khans saw themselves as the successors of the Khans of the Golden Horde thus inheriting Russia as their "vassal" and became the only intermediary between the Kremlin and the Sublime Porte. They had been Ottoman vassals themselves from 1475 and had been decisive in the non-violent victory in 1480. The Crimean Khanate claimed to be equal or even superior to the Tsardom of Russia which had to pay tribute to them (Ulug Khazīne lit. 'Great Treasure' which the Russian tsar called "present", pominki in Russian). In 1643, the khan had to officially apologize after an envoy called the "gift" a kharaj but the annual tribute remained an obligation. In 1661, the Crimean vizier reminded the Russian tsar that the Ottoman sultan would be suzerain ruler over both the khan and him. The Khanate was generally more willing to address other rulers by their official title unlike their overlords but in 1660, the Crimean vizier Sefer Ğazı [crh] refused to refer the Russian tsar as Magrib ve Maşriq padişahı ("Emperor/Padishah of the East and West") and potentially even compared him to the prince-electors of the Holy Roman Empire instead. Khan Mehmed IV Giray stated that "even the Ottoman Padişah is not using such titles for himself". The Crimean court rejected the Russian claim to be Ālem-penāh (Refuge of the World) too as it had been used by the Sultan. In 1670, following the Truce of Andrusovo, a Crimean envoy referred to the Russian tsar and the Polish king as "Great Padishahs" and in 1671, khan Adil Giray used the title "Emperor/Padishah of the East and West" for the Russian tsar. With the Treaty of Constantinople of 1700, the tribute payments were permanently stopped.
The Russian Church opposed the short-lived union between the Byzantine and Latin churches after the Council of Florence and argued that the fall of Constantinople (1453) was divine punishment for it. Moscow then began to saw themselves as the center of the Christian world as part of their "Third Rome" ideology. The Russian Church soon became de facto autocephalous, their metropolitans were not appointed by Constantinople anymore and acted politically independent. Gennadius Scholarius was appointed Patriarch of Constantinople by Sultan Mehmed II in accordance to Byzantine tradition. It is recorded that from at least 1474, the Economical Patriarchate referred to the sultan as basileus. In 1561, the Patriarch of Constantinople blessed Ivan IV's right to the title tsar. In 1589, the Moscow Patriarchate was accepted by Constantinople gaining official autocephaly from Constantinople.
According to A. A. Novoselskyy [ru], the Ottomans agreed to the title tsar in 1643 after the Siege of Azov but already Sultan Selim II addressed Tsar Ivan IV as Moskov kıralı sar ("Moscovian king tsar"). Halil İnalcık argues that sar or çar did not mean "Caesar" to the Ottomans. The Ottoman sultans usually referred to them as Moskov kıralı ("Moscovian king") or Moskov çarı ("Moscovian tsar"), the latter being used Treaty of Constantinople of 1700. The Ottoman Empire shifted from Muscovy to Russia when they recognized Elizabeth I as tamamen Rusiya imparatoriça ("Imperator of All of Russia") in 1741, by then imperator lost its association to the Ottoman sultans. From 1774, the Ottoman sultan had to officially recognize the Russian emperor as padişah according to article 13 of the Treaty of Küçük Kaynarca. Crimea was declared independent allowing Russia to annex their old rival in 1783. In return, their caliphate was verified as the Ottomans needed Islamic legitimization but it was purely spiritual. The Russian Empire later argued that the treaty gives them the rights to protect all Orthodox Christians within the Ottoman Empire. In 1780, Empress Catherine the Great called for the invasion of the Ottoman Empire and the creation of a new Greek Empire or restored Eastern Roman Empire rules by her grandson Konstantin Pavlovich as their own emperor, for which purposes an alliance was made between Joseph II's Holy Roman Empire and Catherine II's Russian Empire. Even during World War I, Russia had interests in conquering Constantinople and in 1915, the Entente agreed to give the city to the Russians in case of a victory as part of the Constantinople Agreement by then the idea of claiming "Tsargrad" blended into the wider Slavophile movement. The Russian Revolution and the collapse of the tsardom in 1917 ended the dream.
Some argued that the imperial title was adopted in order to affirm the independence of León from Charlemagne's restored Western Empire. Carl Erdmann associated the usage of the imperial title by the Kings of Castile to the decline of the power of Salian emperors. The title had also was used to show suzerainty over the Muslim and Christian petty kingdoms of Spain in the sense of a "King of Kings". Unlike Roman emperors, Castilian-Leonese rulers only claimed particular rule and did not distinguish between emperors and kings. The imperial claims fell out of use after reaching its peak under Alfonso VII.
Beginning in the 14th century, various chronicles record an 11th-century dispute over the imperial title between the Holy Roman Emperor and King Ferdinand I of León, who is known to have used the title 'emperor' (imperator) from at least 1056. The details of the dispute as recorded in the chronicles are clearly legendary. They include the king of France demanding tribute from León and El Cid declaring war on emperor, pope and French king. In the 16th century, the Jesuit historian Juan de Mariana gave a fuller and more plausible account of the supposed 11th-century dispute. At the Council of Florence [it] in 1055, according to Mariana, the Emperor Henry III urged Pope Victor II to prohibit under severe penalties the use of the imperial title by Ferdinand. This story is generally regarded as apocryphal, although some modern authors have seen a kernel of historical truth in it. Antonio Ballesteros Beretta [es] argued that Ferdinand adopted the title in opposition to Henry III's imperial pretensions. Edmund Ernst Stengel [de] believed the version found in Mariana on the grounds that the latter probably used the now lost acts of the Council of Florence. Ernst Steindorff accepted it as an authentic transmission of the romancero tradition.
The term was introduced in the first major treatise on the issue, by W. Ohnsorge, cf. Ohnsorge 1947. - Ohnsorge, Werner (1947). Das Zweikaiserproblem im früheren Mittelalter. Die Bedeutung des byzantinischen Reiches für die Entwicklung der Staatsidee in Europa (in German). Hildesheim: A. Lax. OCLC 302172. https://search.worldcat.org/oclc/302172
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regi Grecorum, qui etiampropternimium fastum divitiarum suarum imperatoremthe king of the Greeks, who, even out of the extreme pride of his wealth, calls himself emperor— Arnold of Lübeck, Arnoldi Chronica Slavorum, Latin:25f. German:23 /wiki/Arnold_of_L%C3%BCbeck
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Ahmed I (r. 1603–1607) referred to himself as sahib-kıran-i memalik-i-Rûm ve 'Acem ve 'Arab ("the lord of the fortunate conjunction of the Roman, Persian and Arab kingdoms").[239] Mehmed IV (r. 1648–1687) used the style ferman-ferma-yi memalik-i-Rûm ve 'Arab ve 'Acem ("the one who issues orders to the Roman, Arab and Persian kingdoms").[239] /wiki/Ahmed_I
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Goehrke et al. 1973, p. 231: "Die Gewinnung Konstantinopels, dieser alte slavophile Traum, wurde durch geheime Abkommen über die Auflösung des Osmanischen Reiches im März 1915 Rußland als wertvoller Preis in Aussicht gestellt" - Goehrke, Carsten [in German]; Hellmann, Manfred [in German]; Lorenz, Richard [in German]; Scheibert, Peter [in German] (1973). Rußland. Fischer Weltgeschichte [de] (in German). Vol. 31. Fischer Taschenbuchverlag. ISBN 9783436014506. https://de.scribd.com/document/120936703/Fischer-Weltgeschichte-Bd-31-Ru%C3%9Fland
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García Gallo 1945, pp. 213f. - García Gallo, Alfonso (1945). "El imperio medieval español". Arbor (in Spanish). 4 (11): 199–228. ProQuest 1301369727. https://www.proquest.com/docview/1301369727
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García Gallo 1945, p. 226, citing Steindorff 1881, pp. 484ff. - García Gallo, Alfonso (1945). "El imperio medieval español". Arbor (in Spanish). 4 (11): 199–228. ProQuest 1301369727. https://www.proquest.com/docview/1301369727
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