Groundwater plays a central role in sustaining water supplies and livelihoods in sub-Saharan Africa. In some cases, groundwater is an additional water source that was not used previously.
Reliance on groundwater is increasing in sub-Saharan Africa as development programs work towards improving water access and strengthening resilience to climate change. Lower-income areas typically install groundwater supplies without water quality treatment infrastructure or services. The assumption that untreated groundwater is typically suitable for drinking due to its relative microbiological safety compared to surface water underpins this practice, largely disregarding chemistry risks. Chemical contaminants occur widely in groundwater sources that are used for drinking but are not regularly monitored. Example priority parameters are fluoride, arsenic, nitrate, or salinity.
Sanitation systems are grouped into several types. The ladder of sanitation services includes (from lowest to highest): open defecation, unimproved, limited, basic, safely managed.: 8 A distinction is made between sanitation facilities that are shared between two or more households (a "limited service") and those that are not shared (a "basic service"). The definition of improved sanitation facilities is facilities designed to hygienically separate excreta from human contact.: 8
Access to sanitation services is included in Target 6.2 of Sustainable Development Goal 6, which is: "By 2030, achieve access to adequate and equitable sanitation and hygiene for all and end open defecation, paying special attention to the needs of women and girls and those in vulnerable situations." This target has one indicator: Indicator 6.2.1 which states "proportion of population using (a) safely managed sanitation services and (b) a hand-washing facility with soap and water".
In 2017, 4.5 billion people did not have toilets at home that could safely manage waste, despite improvements in access to sanitation over the past decades. Approximately 600 million people share a toilet or latrine with other households, and 892 million people practice open defecation.
There are many barriers that make it difficult to achieve sanitation for all. These include social, institutional, technical and environmental challenges. Therefore, the problem of providing access to sanitation services cannot be solved by focusing on technology alone. Instead, it requires an integrated perspective that includes planning, using economic opportunities (e.g. from reuse of excreta), and behavior change interventions.
Hygiene is a broad concept. "Hygiene refers to conditions and practices that help to maintain health and prevent the spread of diseases." Hygiene can comprise many behaviors, including hand washing, menstrual hygiene and food hygiene.: 18 In the context of WASH, hand washing with soap and water is regarded as a top priority in all settings and has been chosen as an indicator for national and global monitoring of hygiene access. "Basic hygiene facilities" are those where people have a hand washing facility with soap and water available on their premises.: 18 Hand washing facilities can consist of a sink with tap water, buckets with taps, tippy-taps, and portable basins.: 18
In the context of SDG 6, hygiene is included in the indicator for Target 6.2: "Proportion of population using [...] (b) a hand-washing facility with soap and water"
In 2017, the global situation was reported as follows: Only 1 in 4 people in low-income countries had hand washing facilities with soap and water at home; only 14% of people in Sub-Saharan Africa have hand washing facilities. Worldwide, at least 500 million women and girls lack adequate, safe, and private facilities for managing menstrual hygiene.
Approximately 40% of the world's population live without basic hand washing facilities with soap and water at home.
Improving access to WASH services can improve health, life expectancy, student learning, gender equality, and other important issues of international development. It can also assist with poverty reduction and socioeconomic development.
Health impacts resulting from a lack of safe sanitation systems fall into three categories:: 2
The connection between lack of WASH and burden of disease is primarily one of poverty and poor access in developing countries: "the WASH-attributable mortality rates were 42, 30, 4.4 and 3.7 deaths per 100 000 population in low-income, lower-middle income, upper-middle income and high-income countries, respectively.": vi The regions most affected are in the WHO Africa and South-East Asia regions. Here, between 66% and 76% of the diarrheal disease burden could be prevented if access to safe WASH services was provided.: vi
Most of the diseases resulting from lack of sanitation have a direct relation to poverty. For example, open defecation – which is the most extreme form of "lack of sanitation" – is a major factor in causing various diseases, most notably diarrhea and intestinal worm infections.
There are at least the following twelve diseases which are more likely to occur when WASH services are inadequate:
There are also other diseases where adverse health outcomes are likely to be linked to inadequate WASH but which are not yet quantified. These include for example:
Numerous studies have shown that improvements in drinking water and sanitation (WASH) lead to decreased risks of diarrhea. Such improvements might include for example, the use of water filters, provision of high-quality piped water and sewer connections. Diarrhea can be prevented - and the lives of 525,000 children annually be saved (estimate for 2017) - by improved sanitation, clean drinking water, and hand washing with soap. In 2008 the same figure was estimated as 1.5 million children.
Women tend to face a higher risk of diseases and illness due to limited WASH access. In their third trimester, pregnant women face severe hardship walking to and from a water collection site. The consumption of unclean water leading to infection in the fetus accounts for 15% of deaths for women during pregnancy globally. Illnesses and diseases that can come from poor menstrual hygiene management become more likely when clean water and toilets are unavailable. In Bangladesh and India, women rely on old cloths to absorb menstrual blood and use water to clean and reuse them. Without access to clean water and hygiene, these women my experience unnecessary health problems in connection with their periods.
Occupational safety and health issues for sanitation workers include: diseases related to contact with the excreta; injuries related to the physical effort of extracting and transporting the waste, including falls from height; injuries related to cuts from non-fecal waste (e.g. glass or needles) disposed of down the toilet. There are also the general dangers of working in confined spaces, including lack of oxygen.
Many sanitation workers in developing countries work without any form of Global climate change can increase the health risks for some of the infectious diseases mentioned above. See below in the section on negative impacts of climate change.
There is debate in the academic literature about the effectiveness on health outcomes when implementing WASH programs in low- and middle-income countries. Many studies provide poor quality evidence on the causal impact of WASH programs on health outcomes of interest. The nature of WASH interventions is such that high quality trials, such as randomized controlled trials (RCTs), are expensive, difficult and in many cases not ethical. Causal impact from such studies are thus prone to being biased due to residual confounding. Blind studies of WASH interventions also pose ethical challenges and difficulties associated with implementing new technologies or behavioral changes without the knowledge of the involved participants. Moreover, scholars suggest a need for longer-term studies of technology efficacy, greater analysis of sanitation interventions, and studies of combined effects from multiple interventions in order to more sufficiently gauge WASH health outcomes.
Many scholars have attempted to summarize the evidence of WASH interventions from the limited number of high quality studies. Hygiene interventions, in particular those focusing on the promotion of handwashing, appear to be especially effective in reducing morbidity. A meta-analysis of the literature found that handwashing interventions reduced the relative risk of diarrhea by approximately 40%. Similarly, handwashing promotion has been found to be associated with a 47% decrease in morbidity. However, a challenge with WASH behavioral intervention studies is an inability to ensure compliance with such interventions, especially when studies rely on self-reporting of disease rates. This prevents researchers from concluding a causal relationship between decreased morbidity and the intervention. For example, researchers may conclude that educating communities about handwashing is effective at reducing disease, but cannot conclude that handwashing reduces disease. Point-of-use water supply and point-of-use water quality interventions also show similar effectiveness to handwashing, with those that include provision of safe storage containers demonstrating increased disease reduction in infants.
Specific types of water quality improvement projects can have a protective effect on morbidity and mortality. A randomized control trial in India concluded that the provision of chlorine tablets for improving water quality led to a 75% decreased incidence of cholera among the study population. A quasi-randomized study on historical data from the United States also found that the introduction of clean water technologies in major cities was responsible for close to half the reduction in total mortality and over three-quarters of the reduction in infant mortality. Distributing chlorine products, or other water disinfectants, for use in the home may reduce instances of diarrhea. However, most studies on water quality improvement interventions suffer from residual confounding or poor adherence to the mechanism being studied. For instance, a study conducted in Nepal found that adherence to the use of chlorine tablets or chlorine solution to purify water was as low as 18.5% among program households. A study on a water well chlorination program in Guinea-Bissau in 2008 reported that families stopped treating water within their households because of the program which consequently increased their risk of cholera. It was concluded that well chlorination without proper promotion and education led to a false sense of security.
Studies on the effect of sanitation interventions alone on health are rare. When studies do evaluate sanitation measures, they are mostly included as part of a package of different interventions. A pooled analysis of the limited number of studies on sanitation interventions suggest that improving sanitation has a protective effect on health. A UNICEF funded sanitation intervention (packaged into a broader WASH intervention) was also found to have a protective effect on under-five diarrhea incidence but not on household diarrhea incidence.
Women and girls are particularly burdened from lack of proper WASH services. Inadequate access to water and sanitation affect women and girls in several ways because of social norms in some cultures that position them as principal household water collectors and managers, the inability to urinate easily outside of an unclean stall or where no toilets are nearby, and due to the effects of menstruation beginning during puberty. These effects include low participation in the labor market and community activities, adverse biomedical outcomes, psychosocial stress, and poor educational outcomes. Women and girls often bear higher health and social costs associated with water and sanitation insecurity than men and boys, such as higher exposure to water-related disease, discriminatory taboos, and unrealized economic productivity.
In many places of the world, getting and providing water is considered "women's work," so gender and water access are intricately linked.: 256 Water gathering and supply to family units remains primarily a woman's task in less developed countries where water gathering is considered a main chore.: 256 This water work is also largely unpaid household work based on patriarchal gender norms and often related to domestic work, such as laundry, cooking and childcare.: 5 Areas that rely on women to primarily collect water include countries in Africa, South Asia and in the Middle East.: 4
Women and girls usually bear the responsibility for collecting water, which is often very time-consuming and arduous, and can also be dangerous for them. Women and girls who collect water may also face physical assault and sexual assault along the way (violence against women). This includes vulnerability to rape when collecting water from distant areas, domestic violence over the amount of water collected, and fights over scarce water supply. A study in India, for example, found that women felt intense fear of sexual violence when accessing water and sanitation services. A similar study in Uganda also found that women reported to feel a danger for their security whilst journeying to toilets, particularly at night.
Gender norms can negatively affect how men and women access water through such behavior expectations along gender lines—for example, when water collection is a woman's chore, men who collect water may face discrimination for performing perceived women's work. Women are likely to be deterred from entering water utilities in developing countries because "social norms prescribe that it is an area of work that is not suitable for them or that they are incapable of performing well".: 13 Nevertheless, a study by World Bank in 2019 has found that the proportion of female water professionals has grown in the past few years.: x
In many societies, the task of cleaning toilets falls to women or children, which can increase their exposure to disease.: 19
Non-household settings for WASH include the following six types: schools, health care facilities, workplaces (including prisons), temporary use settings, mass gatherings, and dislocated populations.
Lack of WASH facilities can prevent students from attending school, particularly female students. Strong cultural taboos around menstruation, which are present in many societies, coupled with a lack of Menstrual Hygiene Management services in schools, results in girls staying away from school during menstruation.
Reasons for missing or poorly maintained water and sanitation facilities at schools in developing countries include lacking intersectoral collaboration; lacking cooperation between schools, communities and different levels of government; as well as a lack in leadership and accountability.
WASH in schools, sometimes called SWASH or WinS, significantly reduces hygiene-related disease, increases student attendance and contributes to dignity and gender equality. WASH in schools contributes to healthy, safe and secure school environments. It can also lead to children becoming agents of change for improving water, sanitation and hygiene practices in their families and communities.
Methods to improve the situation of WASH infrastructure at schools include, on a policy level: broadening the focus of the education sector, establishing a systematic quality assurance system, distributing and using funds wisely. Other practical recommendations include: have a clear and systematic mobilization strategy, support the education sector to strengthen intersectoral partnerships, establish a constant monitoring system which is located within the education sector, educate the educators and partner with the school management.
Success also hinges on local-level leadership and a genuine collective commitment of school stakeholders towards school development. This applies to students and their representative clubs, headmaster, teachers and parents. Furthermore, other stakeholders have to be engaged in their direct sphere of influence, such as: community members, community-based organizations, educations official, local authorities.
The provision of adequate water, sanitation and hygiene is an essential part of providing basic health services in healthcare facilities. WASH in healthcare facilities aids in preventing the spread of infectious diseases as well as protects staff and patients. WASH services in health facilities in developing countries are currently often lacking.
In 2019, WHO estimated that: "One in four health care facilities lack basic water services, and one in five have no sanitation service – impacting 2.0 and 1.5 billion people, respectively." Furthermore, it is estimated that "health care facilities in low-income countries are at least three times as likely to have no water service as facilities in higher resource settings". This is thought to contribute to the fact that maternal sepsis is twice as great in developing countries as it is in high income countries.: vii
Barriers to providing WASH in health care facilities include: Incomplete standards, inadequate monitoring, disease-specific budgeting, disempowered workforce, poor WASH infrastructure.: 14
The improvement of WASH standards within health facilities needs to be guided by national policies and standards as well as an allocated budget to improve and maintain services. A number of solutions exist that can considerably improve the health and safety of both patients and service providers at health facilities:
Improving access to hand washing and sanitation facilities in healthcare settings will significantly reduce infection and mortality rates, particularly in maternal and child health.
The budget allocated by the State for prisons is often insufficient to cover the detainees' needs in terms of food and medical care, let alone upkeep of water and sanitation facilities.: 12 Nevertheless, even with limited funds, it is possible to maintain or renovate decaying infrastructure with the right planning approaches and suitable low-cost water supply and sanitation options.
There are inequalities in access to water, sanitation and hygiene services.: 11 Such inequalities are for example related to income level and gender. In 2019 in 24 countries where disaggregated data was available, basic water coverage among the richest wealth quintile was at least twice as high as coverage among the poorest quintile. For example, in Bangladesh, minority ethnic groups have lower levels of access to WASH than the rest of the Bengali population. This is due to "structural racial discrimination" in Bangladesh.
There are three main barriers to improvement of urban services in slum areas: Firstly, insufficient supply, especially of networked services. Secondly, there are usually demand constraints that limit people's access to these services (for example due to low willingness to pay). Thirdly, there are institutional constraints that prevent the poor from accessing adequate urban services.
It has been estimated, using data from 2012 and 2013, that "wastewater treatment in centralized facilities contributes alone some 3% of global nitrous oxide emissions and 7% of anthropogenic methane emissions".: 11 Data from 2023 from centralized sewage treatment plants in the United States indicate that methane emissions are about twice the estimates provided by IPCC in 2019, i.e. 10.9 ± 7.0 compared to 4.3-6.1 MMT (million metric tons) CO2-eq/yr.
Current methods for estimating sanitation emissions underestimate the significance of methane emissions from non-sewered sanitation systems (NSSS). This is despite the fact that such sanitation systems are prevalent in many countries. NSSS play a vital role in the safe management of fecal sludge and account for approximately half of all existing sanitation provisions. The global methane emissions from NSSS in 2020 was estimated to be 377 Mt CO2e/year or 4.7% of global anthropogenic methane emissions. This is comparable to the greenhouse gas emissions from conventional wastewater treatment plants. Therefore, the GHG emissions from the non-sewered sanitation systems are a non-negligible source. India and China contribute extensively to methane emissions of NSSS because of their large populations and NSSS utilization.
Scope 2 includes "indirect emissions associated with the energy required by the activity". Companies that deal with water and wastewater services need energy for various processes. They use the energy mix that is available in the country. The higher the proportion of fossil fuels in the energy mix is, the higher the GHG emissions under Scope 2 will be high too.: 12 The processes that need energy include: water abstraction (e.g. groundwater pumping), drinking water storage, water conveyance, water treatment, water distribution, treatment of wastewater, water end use (e.g. water heating), desalination and wastewater reuse.: 20–24 For example, electrical energy is needed for pumping of sewage and for mechanical aeration in activated sludge treatment plants.
When looking at the emissions from the sanitation and wastewater sector most people focus on treatment systems, particularly treatment plants. This is because treatment plants require considerable energy input and are estimated to account for 3% of global electricity consumption. This makes sense for high-income countries, where wastewater treatment is the biggest energy consumer compared to other activities of the water sector.: 23 The aeration processes that are used in many secondary treatment processes are particularly energy intensive (using about 50% of the total energy required for treatment).: 24 The amount of energy needed to treat wastewater depends on several factors: wastewater quantity and quality (i.e. how much and how polluted is it), treatment level required which in turn influences the type of treatment process that gets selected.: 23 The energy efficiency of the treatment process is another factor.: 23
Energy and electricity usage by water and wastewater services under Scope 2 of the carbon accounting method (Indirect emissions associated with energy)Scope 3 includes "indirect emissions related to the activity but caused by other organizations". The indirect emissions under Scope 3 are difficult to assess in a standardized way. They include for example emissions from constructing infrastructure, from the manufacture of chemicals that are needed in the treatment process and from the management of the by-product sewage sludge.: 12
Solutions exist to reduce the greenhouse gas emissions of water and sanitation services. These solutions into three categories which partly overlap: Firstly "reducing water and energy consumption through lean and efficient approaches"; secondly "embracing circular economy to produce energy and valuable products"; and thirdly by "planning to reduce GHG emissions through strategic decisions".: 28 The mentioned lean and efficient approaches include for example finding ways to reduce water loss from water networks and to reduce infiltration of rainwater or groundwater into sewers.: 29 Also, incentives can to encourage households and industries to reduce their water consumption and their energy requirements for water heating.: 31 There is another method to reduce the energy requirements for the treatment of raw water to make drinking water out of it: protecting the quality of the source water better.: 32
Changes in the frequency and intensity of climate extremes could compound current challenges as water availability becomes more uncertain, and health risks increase due to contaminated water sources. The effects of climate change can result in a decrease of water availability, an increase of water necessity, damage to WASH facilities, and increased water contamination from pollutants.: 23 Due to these impacts, climate change can "exacerbate many WASH-related risks and diseases".: 23
Infectious diseases that are sensitive to climate can be grouped into: vector-borne diseases (transmitted via mosquitos, ticks etc.), waterborne diseases (transmitted via viruses or bacteria through water), and food-borne diseases.(spread through pathogens via food): 1107 Climate change affects the distribution of these diseases due to the expanding geographic range and seasonality of these diseases and their vectors.: 9 Like other ways climate change affects human health, climate change exacerbates existing inequalities and challenges in managing infectious disease.
Mosquito-borne diseases that are sensitive to climate include Adaptation efforts in the WASH sector include for example protection of local water resources (as these resources become source water for drinking water supply) and investigating improvements to the water supply and storage strategy. It might also be necessary to adjust the utility's planning and operation.: 41 Climate change adaptation policies need to consider the risks from extreme weather events. The required adaptation measures need to consider measures for droughts and those for floods.: 61 Adaptation measures for droughts include for example: reduce leakages in a pro-active manner, communicate restrictions on water use to consumers. Adaptation measures for floods include for example: Review the siting of the water and wastewater treatment plants in floodplains, minimize the impact of floodwater on operational equipment.: 61
Engineers and planners need to adapt design standards for water and sanitation systems to account for the changing climate conditions. Otherwise these infrastructure systems will be more and more vulnerable in future. The same applies for other key infrastructure systems such as transport, energy and communications.: 13
Climate resilient policies can be useful for allocating water, especially when regional water availability may change in future. This requires a good understanding of the current and future hydroclimatic situation. For example, a more accurate prediction of future changes in climate variability leads to a better response to their possible impacts.
To build climate resilience into water systems, people need to have access to climate information that is appropriate for their local context.: 59 Climate information products are useful if they cover a wide range of temporal and spatial scales, and provide information on regional water-related climate risks.: 58 For example, government staff need easy access to climate information to achieve better water management.
Four important activities to achieve climate resilient WASH services include: First, a risk analysis is performed to look at possible implications of extreme weather events as well as preventive actions.: 4 Such preventive actions can include for example elevating the infrastructure to be above expected flood levels. Secondly, managers assess the scope for reducing greenhouse gas emissions and put in place suitable options, e.g. using more renewable energy sources. Thirdly, the water utilities ensure that water sources and sanitation services are reliable at all times during the year, also during times of droughts and floods. Finally, the management and service delivery models are strengthened so that they can withstand a crisis.: 5
To put climate resilience into practice and to engage better with politicians, the following guide questions are useful: "resilience of what, to what, for whom, over what time frame, by whom and at what scale?". For example, "resilience of what?" means thinking beyond infrastructure but to also include resilience of water resources, local institutions and water users. Another example is that "resilience for whom?" speaks about reducing vulnerability and preventing negative developments: Some top-down interventions that work around power and politics may undermine indigenous knowledge and compromise community resilience.
Adaptive capacity in water management systems can help to absorb some of the impacts of climate-related events and increase climate resilience.: 25 Stakeholders at various scales, i.e. from small urban utilities to national governments, need to have access to reliable information which details regional climate and climate change. For example, context-specific climate tools can help national policy makers and sub-national practitioners to make informed decisions to improve climate resilience. A global research program called REACH (led by the University of Oxford and funded by the UK Government's Foreign, Commonwealth & Development Office) is developing and using such climate tools for Kenya, Ethiopia and Bangladesh during 2015 to 2024.
Many countries' WASH plans are not supported by the necessary financial and human resources. This hinders their implementation and intended outcomes for WASH service delivery.
As of 2022, it is becoming more common for countries to include "climate change preparedness approaches" in their national WASH plans. Preparedness in this context means working on mitigation, adaptation and resilience of WASH systems.: 11 Still, most national policies on WASH services do not set out how to address climate risks and how to increase the resilience of infrastructure and management.: vii
There has been a growing understanding of the role of gender in development in recent decades (often called gender mainstreaming). Women's empowerment plays an important role in reducing gender disparities and related adverse outcomes across all sectors, including the WASH sector. Women's empowerment is particularly crucial in WASH, as prevalent social norms assign the majority of water collection roles to women in many developing countries. Empowerment is largely described in the literature as both a process by which WASH services could be improved as well as the result of improved WASH services.
A scoping review of the literature found five key interrelated dimensions of empowerment in the WASH sector:
From about 2001 onwards, international organizations active in the area of water supply and sanitation advocacy, such as the Water Supply and Sanitation Collaborative Council and the International Water and Sanitation Centre (IRC) in the Netherlands began to use WASH as an umbrella term for water, sanitation and hygiene. WASH has since then been broadly adopted as a handy acronym for water, sanitation and hygiene in the international development context. The term WatSan was also used for a while, especially in the emergency response sector such as with IFRC and UNHCR, but has not proven as popular as WASH.
Expanding WASH coverage and monitoring in non-household settings such as schools, healthcare facilities, and work places, is included in Sustainable Development Goal 6.
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Alix, Alexandre; Bellet, Laurent; Trommsdorff, Corinne; Audureau, Iris, eds. (2022). Reducing the Greenhouse Gas Emissions of Water and Sanitation Services: Overview of emissions and their potential reduction illustrated by utility know-how. IWA Publishing. doi:10.2166/9781789063172. ISBN 978-1-78906-317-2. S2CID 250128707. 978-1-78906-317-2
Alix, Alexandre; Bellet, Laurent; Trommsdorff, Corinne; Audureau, Iris, eds. (2022). Reducing the Greenhouse Gas Emissions of Water and Sanitation Services: Overview of emissions and their potential reduction illustrated by utility know-how. IWA Publishing. doi:10.2166/9781789063172. ISBN 978-1-78906-317-2. S2CID 250128707. 978-1-78906-317-2
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Alix, Alexandre; Bellet, Laurent; Trommsdorff, Corinne; Audureau, Iris, eds. (2022). Reducing the Greenhouse Gas Emissions of Water and Sanitation Services: Overview of emissions and their potential reduction illustrated by utility know-how. IWA Publishing. doi:10.2166/9781789063172. ISBN 978-1-78906-317-2. S2CID 250128707. 978-1-78906-317-2
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