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Nobel Prize
Set of annual international awards, primarily 5 established in 1895 by Alfred Nobel

The Nobel Prizes, established by Alfred Nobel in 1895, are prestigious awards given annually to individuals or organizations who have made outstanding contributions to humanity. Originally presented in fields like Physics, Chemistry, Physiology or Medicine, Literature, and Peace, a sixth prize for Economic Sciences was added in 1969. Each laureate receives a medal made of green gold, a diploma, and a monetary award of 11 million kr (about US$1,035,000 as of 2023). Awarded over 600 times, the prizes celebrate remarkable achievements that benefit Swedish heritage and the world.

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History

Alfred Nobel was born on 21 October 1833 in Stockholm, Sweden, into a family of engineers.12 He was a chemist, engineer, and inventor. In 1894, Nobel purchased the Bofors iron and steel mill, which he made into a major armaments manufacturer. Nobel also invented ballistite. This invention was a precursor to many smokeless military explosives, especially the British smokeless powder cordite. As a consequence of his patent claims, Nobel was eventually involved in a patent infringement lawsuit over cordite. Nobel amassed a fortune during his lifetime, with most of his wealth coming from his 355 inventions, of which dynamite is the most famous.13

There is a popular story about how, in 1888, Nobel was astonished to read his own obituary, titled "The Merchant of Death Is Dead", in a French newspaper. It was Alfred's brother Ludvig who had died; the obituary was eight years premature. The article disconcerted Nobel and made him apprehensive about how he would be remembered. This inspired him to change his will.14 Historians have been unable to verify this story and some dismiss the story as a myth.1516

On 10 December 1896, Alfred Nobel died in his villa in San Remo, Italy, from a cerebral haemorrhage. He was 63 years old.17

Nobel wrote several wills during his lifetime. He composed the last over a year before he died, signing it at the Swedish–Norwegian Club in Paris on 27 November 1895.1819 To widespread astonishment, Nobel's last will specified that his fortune be used to create a series of prizes for those who confer the "greatest benefit on mankind" in physics, chemistry, physiology or medicine, literature, and peace.20 Nobel bequeathed 94% of his total assets, 31 million SEK (c. US$186 million, €150 million in 2008), to establish the five Nobel Prizes.2122 Owing to skepticism surrounding the will, it was not approved by the Storting in Norway until 26 April 1897.23 The executors of the will, Ragnar Sohlman and Rudolf Lilljequist, formed the Nobel Foundation to take care of the fortune and to organise the awarding of prizes.24

Nobel's instructions named a Norwegian Nobel Committee to award the Peace Prize, the members of which were appointed shortly after the will was approved in April 1897. Soon thereafter, the other prize-awarding organisations were designated. These were the Karolinska Institute on 7 June, the Swedish Academy on 9 June, and the Royal Swedish Academy of Sciences on 11 June.25 The Nobel Foundation reached an agreement on guidelines for how the prizes should be awarded; and, in 1900, the Nobel Foundation's newly created statutes were promulgated by King Oscar II.26

Nobel Foundation

Formation of Foundation

Main article: Nobel Foundation

According to his will and testament read in Stockholm on 30 December 1896, a foundation established by Alfred Nobel would reward those who serve humanity. The Nobel Prize was funded by Alfred Nobel's personal fortune. According to the official sources, Alfred Nobel bequeathed most of his fortune to the Nobel Foundation that now forms the economic base of the Nobel Prize.27

The Nobel Foundation was founded as a private organisation on 29 June 1900. Its function is to manage the finances and administration of the Nobel Prizes.28 In accordance with Nobel's will, the primary task of the foundation is to manage the fortune Nobel left. Robert and Ludvig Nobel were involved in the oil business in Azerbaijan, and according to Swedish historian E. Bargengren, who accessed the Nobel family archive, it was this "decision to allow withdrawal of Alfred's money from Baku that became the decisive factor that enabled the Nobel Prizes to be established".29 Another important task of the Nobel Foundation is to market the prizes internationally and to oversee informal administration related to the prizes. The foundation is not involved in the process of selecting the Nobel laureates.3031 In many ways, the Nobel Foundation is similar to an investment company, in that it invests Nobel's money to create a solid funding base for the prizes and the administrative activities. The Nobel Foundation is exempt from all taxes in Sweden (since 1946) and from investment taxes in the United States (since 1953).32 Since the 1980s, the foundation's investments have become more profitable and as of 31 December 2007, the assets controlled by the Nobel Foundation amounted to 3.628 billion Swedish kronor (c. US$560 million).33

According to the statutes, the foundation consists of a board of five Swedish or Norwegian citizens, with its seat in Stockholm. The chairman of the board is appointed by the Swedish King in Council, with the other four members appointed by the trustees of the prize-awarding institutions. An Executive director is chosen from among the board members, a deputy director is appointed by the King in Council, and two deputies are appointed by the trustees. However, since 1995, all the members of the board have been chosen by the trustees, and the executive director and the deputy director appointed by the board itself. As well as the board, the Nobel Foundation is made up of the prize-awarding institutions (the Royal Swedish Academy of Sciences, the Nobel Assembly at Karolinska Institute, the Swedish Academy, and the Norwegian Nobel Committee), the trustees of these institutions, and auditors.34

Foundation capital and cost

The capital of the Nobel Foundation today is invested 50% in shares, 20% bonds and 30% other investments (e.g. hedge funds or real estate). The distribution can vary by 10 percent.35 At the beginning of 2008, 64% of the funds were invested mainly in American and European stocks, 20% in bonds, plus 12% in real estate and hedge funds.36

In 2011, the total annual cost was approximately 120 million kronor, with 50 million kronor as the prize money. Further costs to pay institutions and persons engaged in giving the prizes were 27.4 million kronor. The events during the Nobel week in Stockholm and Oslo cost 20.2 million kronor. The administration, Nobel symposium, and similar items had costs of 22.4 million kronor. The cost of the Economic Sciences prize of 16.5 Million kronor is paid by the Sveriges Riksbank.37

Inaugural Nobel prizes

Once the Nobel Foundation and its guidelines were in place, the Nobel Committees began collecting nominations for the inaugural prizes. Subsequently, they sent a list of preliminary candidates to the prize-awarding institutions.

The Nobel Committee's Physics Prize shortlist cited Wilhelm Röntgen's discovery of X-rays and Philipp Lenard's work on cathode rays. The Academy of Sciences selected Röntgen for the prize.3839 In the last decades of the 19th century, many chemists had made significant contributions. Thus, with the Chemistry Prize, the academy "was chiefly faced with merely deciding the order in which these scientists should be awarded the prize".40 The academy received 20 nominations, eleven of them for Jacobus van 't Hoff.41 Van 't Hoff was awarded the prize for his contributions in chemical thermodynamics.4243

The Swedish Academy chose the poet Sully Prudhomme for the first Nobel Prize in Literature. A group including 42 Swedish writers, artists, and literary critics protested against this decision, having expected Leo Tolstoy to be awarded.44 Some, including Burton Feldman, have criticised this prize because they consider Prudhomme a mediocre poet. Feldman's explanation is that most of the academy members preferred Victorian literature and thus selected a Victorian poet.45 The first Physiology or Medicine Prize went to the German physiologist and microbiologist Emil von Behring. During the 1890s, von Behring developed an antitoxin to treat diphtheria, which until then had been causing thousands of deaths each year.4647

The first Nobel Peace Prize went to the Swiss Jean Henri Dunant for his role in founding the International Red Cross Movement and initiating the Geneva Convention, and jointly given to French pacifist Frédéric Passy, founder of the Peace League and active with Dunant in the Alliance for Order and Civilization.

Second World War

In 1938 and 1939, Adolf Hitler's Third Reich forbade three laureates from Germany (Richard Kuhn, Adolf Friedrich Johann Butenandt, and Gerhard Domagk) from accepting their prizes.48 They were all later able to receive the diploma and medal.49 Even though Sweden was officially neutral during the Second World War, the prizes were awarded irregularly. In 1939, the Peace Prize was not awarded. No prize was awarded in any category from 1940 to 1942, due to the occupation of Norway by Germany. In the subsequent year, all prizes were awarded except those for literature and peace.50

During the occupation of Norway, three members of the Norwegian Nobel Committee fled into exile. The remaining members escaped persecution from the Germans when the Nobel Foundation stated that the committee building in Oslo was Swedish property. Thus it was a safe haven from the German military, which was not at war with Sweden.51 These members kept the work of the committee going, but did not award any prizes. In 1944, the Nobel Foundation, together with the three members in exile, made sure that nominations were submitted for the Peace Prize and that the prize could be awarded once again.52

Prize in Economic Sciences

Main article: Nobel Memorial Prize in Economic Sciences

After World War II, economics evolved rapidly as an academic discipline and came to be increasingly recognized as a significant scientific field.53 In 1968, Sweden's central bank, Sveriges Riksbank, celebrated its 300th anniversary and donated a sum of money to the Nobel Foundation to be used to set up a new award in the field of economic sciences. The following year, 1969, the Prize in Economic Sciences was awarded for the first time. The Royal Swedish Academy of Sciences is required to select the economics laureate in the same way as it does for the science Nobel Prizes. The first laureates for the Economics Prize were Jan Tinbergen and Ragnar Frisch, "for having developed and applied dynamic models for the analysis of economic processes".5455 The board of the Nobel Foundation decided that after this addition, it would allow no further new prizes.56

Award process

The award process is similar for all of the Nobel Prizes, the main difference being who can make nominations for each of them.57

Nominations

Nomination forms are sent by the Nobel Committee to about 3,000 individuals, usually in September the year before the prizes are awarded. These individuals are generally prominent academics working in a relevant area. Regarding the Peace Prize, inquiries are also sent to governments, former Peace Prize laureates, and current or former members of the Norwegian Nobel Committee. The deadline for the return of the nomination forms is 31 January of the year of the award.5859 The Nobel Committee nominates about 300 potential laureates from these forms and additional names.60 The nominees are not publicly named, nor are they told that they are being considered for the prize. All nomination records for a prize are sealed for 50 years from the awarding of the prize.6162

Main article: List of Nobel laureates § 50-year secrecy rule

Selection

The Nobel Committee then prepares a report reflecting the advice of experts in the relevant fields. This, along with the list of preliminary candidates, is submitted to the prize-awarding institutions.63 There are four awarding institutions for the six prizes awarded:

The institutions meet to choose the laureate or laureates in each field by a majority vote. Their decision, which cannot be appealed, is announced immediately after the vote.64 A maximum of three laureates and two different works may be selected per award. Except for the Peace Prize, which can be awarded to institutions, the awards can only be given to individuals.65 The winners are announced by the awarding institutions during the first two weeks of October.

Posthumous nominations

Although posthumous nominations are not presently permitted, individuals who died in the months between their nomination and the decision of the prize committee were originally eligible to receive the prize. This has occurred twice: the 1931 Literature Prize awarded to Erik Axel Karlfeldt, and the 1961 Peace Prize awarded to UN Secretary General Dag Hammarskjöld. Since 1974, laureates must be thought alive at the time of the October announcement. There has been one laureate, William Vickrey, who in 1996 died after the prize (in Economics) was announced but before it could be presented.66 On 3 October 2011, the laureates for the Nobel Prize in Physiology or Medicine were announced; however, the committee was not aware that one of the laureates, Ralph M. Steinman, had died three days earlier. The committee was debating about Steinman's prize, since the rule is that the prize is not awarded posthumously.67 The committee later decided that as the decision to award Steinman the prize "was made in good faith", it would remain unchanged, and the prize would be awarded.68

Recognition time lag

Nobel's will provided for prizes to be awarded in recognition of discoveries made "during the preceding year". Early on, the awards usually recognised recent discoveries.69 However, some of those early discoveries were later discredited. For example, Johannes Fibiger was awarded the 1926 Prize in Physiology or Medicine for his purported discovery of a parasite that caused cancer.70 To avoid repeating this embarrassment, the awards increasingly recognised scientific discoveries that had withstood the test of time.717273 According to Ralf Pettersson, former chairman of the Nobel Prize Committee for Physiology or Medicine, "the criterion 'the previous year' is interpreted by the Nobel Assembly as the year when the full impact of the discovery has become evident."74

The interval between the award and the accomplishment it recognises varies from discipline to discipline. The Literature Prize is typically awarded to recognise a cumulative lifetime body of work rather than a single achievement.7576 The Peace Prize can also be awarded for a lifetime body of work. For example, 2008 laureate Martti Ahtisaari was awarded for his work to resolve international conflicts.7778 However, they can also be awarded for specific recent events.79 For instance, Kofi Annan was awarded the 2001 Peace Prize just four years after becoming the Secretary-General of the United Nations.80 Similarly Yasser Arafat, Yitzhak Rabin, and Shimon Peres received the 1994 award, about a year after they successfully concluded the Oslo Accords.81 A controversy was caused by awarding the 2009 Nobel Peace Prize to Barack Obama during his first year as US president.8283

Awards for physics, chemistry, and medicine are typically awarded once the achievement has been widely accepted. Sometimes, this takes decades – for example, Subrahmanyan Chandrasekhar shared the 1983 Physics Prize for his 1930s work on stellar structure and evolution.8485 Not all scientists live long enough for their work to be recognised. Some discoveries can never be considered for a prize if their impact is realised after the discoverers have died.868788

Except for the Peace Prize, the Nobel Prizes are presented in Stockholm, Sweden, at the annual Prize Award Ceremony on 10 December, the anniversary of Nobel's death. The recipients' lectures are normally held in the days prior to the award ceremony. The Peace Prize and its recipients' lectures are presented at the annual Prize Award Ceremony in Oslo, Norway, usually on 10 December. The award ceremonies and the associated banquets are typically major international events.8990 The Prizes awarded in Sweden's ceremonies are held at the Stockholm Concert Hall, with the Nobel banquet following immediately at Stockholm City Hall. The Nobel Peace Prize ceremony has been held at the Norwegian Nobel Institute (1905–1946), at the auditorium of the University of Oslo (1947–1989), and at Oslo City Hall (1990–present).91

The highlight of the Nobel Prize Award Ceremony in Stockholm occurs when each Nobel laureate steps forward to receive the prize from the hands of the King of Sweden. In Oslo, the chairman of the Norwegian Nobel Committee presents the Nobel Peace Prize in the presence of the King of Norway and the Norwegian royal family.9293 At first, King Oscar II did not approve of awarding grand prizes to foreigners.94

Nobel Banquet

Main article: Nobel Banquet

After the award ceremony in Sweden, a banquet is held in the Blue Hall at the Stockholm City Hall, which is attended by the Swedish Royal Family and around 1,300 guests. The Nobel Peace Prize banquet is held in Norway at the Oslo Grand Hotel after the award ceremony. Apart from the laureate, guests include the president of the Storting, on occasion the Swedish prime minister, and, since 2006, the King and Queen of Norway. In total, about 250 guests attend.

Nobel lecture

According to the statutes of the Nobel Foundation, each laureate is required to give a public lecture on a subject related to the topic of their prize.95 The Nobel lecture as a rhetorical genre took decades to reach its current format.96 These lectures normally occur during Nobel Week (the week leading up to the award ceremony and banquet, which begins with the laureates arriving in Stockholm and normally ends with the Nobel banquet), but this is not mandatory. The laureate is only obliged to give the lecture within six months of receiving the prize, but some have happened even later. For example, US President Theodore Roosevelt received the Peace Prize in 1906 but gave his lecture in 1910, after his term in office.97 The lectures are organised by the same association which selected the laureates.98

Military cemeteries in every corner of the world are silent testimony to the failure of national leaders to sanctify human life.

— Yitzhak Rabin, 1994 Nobel Peace Prize lecture99

Nobel Minds

From 1959 to 1990, Swedish journalist Bengt Feldreich gathered the science prize laureates to a discussion, broadcast as Snillen spekulerar (in English Science and Man) first in radio, and then from the mid-1960s in Sveriges Television. Since 2004, the program is a coproduction with BBC World News under the title Nobel Minds, since 2011 hosted by Zeinab Badawi.100101

Prizes

Medals

Main article: Nobel Prize medal

The Nobel Foundation announced on 30 May 2012 that it had awarded the contract for the production of the five (Swedish) Nobel Prize medals to Svenska Medalj AB. Between 1902 and 2010, the Nobel Prize medals were minted by Myntverket (the Swedish Mint), Sweden's oldest company, which ceased operations in 2011 after 107 years. In 2011, the Mint of Norway, located in Kongsberg, made the medals. The Nobel Prize medals are registered trademarks of the Nobel Foundation.102

Each medal features an image of Alfred Nobel in left profile on the obverse. The medals for physics, chemistry, physiology or medicine, and literature have identical obverses, showing the image of Alfred Nobel and the years of his birth and death. Nobel's portrait also appears on the obverse of the Peace Prize medal and the medal for the Economics Prize, but with a slightly different design. For instance, the laureate's name is engraved on the rim of the Economics medal.103 The image on the reverse of a medal varies according to the institution awarding the prize. The reverse sides of the medals for chemistry and physics share the same design.104

All medals made before 1980 were struck in 23 carat gold. Since then, they have been struck in 18 carat green gold plated with 24 carat gold. The weight of each medal varies with the value of gold, but averages about 175 grams (0.386 lb) for each medal. The diameter is 66 millimetres (2.6 in) and the thickness varies between 5.2 millimetres (0.20 in) and 2.4 millimetres (0.094 in).105 Because of the high value of their gold content and tendency to be on public display, Nobel medals are subject to medal theft.106107108 During World War II, the medals of German scientists Max von Laue and James Franck were sent to Copenhagen for safekeeping. When Germany invaded Denmark, Hungarian chemist (and Nobel laureate himself) George de Hevesy dissolved them in aqua regia (nitro-hydrochloric acid), to prevent confiscation by Nazi Germany and to prevent legal problems for the holders. After the war, the gold was recovered from solution, and the medals re-cast.109

Diplomas

Nobel laureates receive a diploma directly from the hands of the King of Sweden, or in the case of the peace prize, the chairman of the Norwegian Nobel Committee. Each diploma is uniquely designed by the prize-awarding institutions for the laureates that receive them.110 The diploma contains a picture and text in Swedish which states the name of the laureate and normally a citation of why they received the prize. None of the Nobel Peace Prize laureates has ever had a citation on their diplomas.111112

Award money

The laureates are given a sum of money when they receive their prizes, in the form of a document confirming the amount awarded.113 The amount of prize money depends upon how much money the Nobel Foundation can award each year. The purse has increased since the 1980s, when the prize money was 880,000 SEK per prize (c. 2.6 million SEK altogether, US$350,000 today). In 2009, the monetary award was 10 million SEK (US$1.4 million).114115 In June 2012, it was lowered to 8 million SEK.116 If two laureates share the prize in a category, the award grant is divided equally between the recipients. If there are three, the awarding committee has the option of dividing the grant equally, or awarding one-half to one recipient and one-quarter to each of the others.117118119 It is common for recipients to donate prize money to benefit scientific, cultural, or humanitarian causes.120121

Statistics

Main article: List of Nobel laureates by country

United States; 403 Nobel laureates, as of 2022.

Main article: List of couples awarded the Nobel Prize

  1. Marie Skłodowska-Curie, Pierre Curie (along with Henri Becquerel). Received Nobel Prize in Physics (1903).
  2. Irène Joliot-Curie, Frédéric Joliot. Received Nobel Prize in Chemistry (1935).
  3. Gerty Cori, Carl Cori. Received Nobel Prize in Medicine (1947).
  4. Gunnar Myrdal received Nobel Memorial Prize in Economics Sciences (1974), Alva Myrdal received Nobel Peace Prize (1982).
  5. May-Britt Moser, Edvard I. Moser. Received Nobel Prize in Medicine (2014).
  6. Esther Duflo, Abhijit Banerjee (along with Michael Kremer). Received Nobel Memorial Prize in Economics Sciences (2019).123
  • Years without prizes:
  • Physics: 1916, 1931, 1934, 1940, 1941, 1942
  • Chemistry: 1916, 1917, 1919, 1924, 1933, 1940, 1941, 1942
  • Literature: 1914, 1918, 1935, 1940, 1941, 1942, 1943
  • Peace: 1914, 1915, 1916, 1918, 1923, 1924, 1928, 1932, 1939, 1940, 1941, 1942, 1943, 1948, 1955, 1956, 1966, 1967, 1972

Specially distinguished laureates

Multiple laureates

Five people have received two Nobel Prizes. Marie Skłodowska-Curie received the Physics Prize in 1903 for her work on radioactivity and the Chemistry Prize in 1911 for the isolation of pure radium,124 making her the only person to be awarded a Nobel Prize in two different sciences. Linus Pauling was awarded the 1954 Chemistry Prize for his research into the chemical bond and its application to the structure of complex substances. Pauling was also awarded the Peace Prize in 1962 for his activism against nuclear weapons, making him the only laureate of two unshared prizes. John Bardeen received the Physics Prize twice: in 1956 for the invention of the transistor and in 1972 for the theory of superconductivity.125 Frederick Sanger received the prize twice in Chemistry: in 1958 for determining the structure of the insulin molecule and in 1980 for inventing a method of determining base sequences in DNA.126127 Karl Barry Sharpless was awarded the 2001 Chemistry Prize for his research into chirally catalysed oxidation reactions, and the 2022 Chemistry Prize for click chemistry.

Two organisations have received the Peace Prize multiple times. The International Committee of the Red Cross received it three times: in 1917 and 1944 for its work during the world wars; and in 1963 during the year of its centenary.128129130 The United Nations High Commissioner for Refugees has been awarded the Peace Prize twice for assisting refugees: in 1954 and 1981.131

Family laureates

The Curie family has received the most prizes, with four prizes awarded to five individual laureates. Marie Skłodowska-Curie received the prizes in Physics (in 1903) and Chemistry (in 1911). Her husband, Pierre Curie, shared the 1903 Physics prize with her.132 Their daughter, Irène Joliot-Curie, received the Chemistry Prize in 1935 together with her husband Frédéric Joliot-Curie. In addition, Henry Labouisse, the husband of Marie Curie's second daughter Ève Curie, was the director of UNICEF when he accepted the Nobel Peace Prize in 1965 on that organisation's behalf.133

Although no family matches the Curie family's record, there have been several with two laureates. The Nobel Prize in Physiology or Medicine was awarded to the husband-and-wife team of Gerty Cori and Carl Ferdinand Cori in 1947,134 and to the husband-and-wife team of May-Britt Moser and Edvard Moser in 2014 (along with John O'Keefe).135 The Physics Prize in 1906 was won by J. J. Thomson for showing that electrons are particles, and in 1937 by his son, George Paget Thomson, for showing that they also have the properties of waves.136 William Henry Bragg and his son, William Lawrence Bragg, shared the Physics Prize in 1915 for inventing X-ray crystallography.137 Niels Bohr was awarded the Physics Prize in 1922, as was his son, Aage Bohr, in 1975.138139140 The Physics Prize was awarded to Manne Siegbahn in 1924, followed by his son, Kai Siegbahn, in 1981.141142 Hans von Euler-Chelpin, who received the Chemistry Prize in 1929, was the father of Ulf von Euler, who was awarded the Physiology or Medicine Prize in 1970.143 C. V. Raman was awarded the Physics Prize in 1930 and was the uncle of Subrahmanyan Chandrasekhar, who was awarded the same prize in 1983.144145 Arthur Kornberg received the Physiology or Medicine Prize in 1959; Kornberg's son Roger later received the Chemistry Prize in 2006.146 Arthur Schawlow received the 1981 Physics prize, and was married to the sister of 1964 Physics laureate Charles Townes.147 Two members of the Hodgkin family received Nobels in consecutive years: Sir Alan Lloyd Hodgkin shared in the Nobel for Physiology or Medicine in 1963, followed by Dorothy Crowfoot Hodgkin, the wife of his first cousin, who won solo for Chemistry in 1964. Jan Tinbergen, who was awarded the first Economics Prize in 1969, was the brother of Nikolaas Tinbergen, who received the 1973 Physiology or Medicine Prize.148 Gunnar Myrdal, who was awarded the Economics Prize in 1974, was the husband of Alva Myrdal, Peace Prize laureate in 1982.149 Economics laureates Paul Samuelson (1970) and Kenneth Arrow (1972; shared) were brothers-in-law. Frits Zernike, who was awarded the 1953 Physics Prize, was the great-uncle of 1999 Physics laureate Gerard 't Hooft.150 In 2019, married couple Abhijit Banerjee and Esther Duflo were awarded the Economics Prize.151 Christiane Nüsslein-Volhard was awarded the Prize in Physiology or Medicine in 1995, and her nephew Benjamin List received the Chemistry Prize in 2021.152 Sune Bergström was awarded the Prize in Physiology or Medicine in 1982, and his son Svante Pääbo was awarded the same prize in 2022. Edwin McMillan, who shared the Prize in Chemistry in 1951, was the uncle of John Clauser, who was awarded the Prize in Physics in 2022.

Reception and controversies

Main article: Nobel Prize controversies

Controversial recipients

Among other criticisms, the Nobel Committees have been accused of having a political agenda, and of omitting more deserving candidates. They have also been accused of Eurocentrism, especially for the Literature Prize.153154155

Peace Prize

Among the most criticised Nobel Peace Prizes was the one awarded to Henry Kissinger and Lê Đức Thọ. This led to the resignation of two Norwegian Nobel Committee members.156 Kissinger and Thọ were awarded the prize for negotiating a ceasefire between North Vietnam and the United States in January 1973 during the Vietnam War. However, when the award was announced, both sides were still engaging in hostilities.157 Critics sympathetic to the North announced that Kissinger was not a peace-maker but the opposite, responsible for widening the war. Those hostile to the North and what they considered its deceptive practices during negotiations were deprived of a chance to criticise Lê Đức Thọ, as he declined the award.158159 The satirist and musician Tom Lehrer has remarked that "political satire became obsolete when Henry Kissinger was awarded the Nobel Peace Prize."160

Yasser Arafat, Shimon Peres, and Yitzhak Rabin received the Peace Prize in 1994 for their efforts in making peace between Israel and Palestine.161162 Immediately after the award was announced, one of the five Norwegian Nobel Committee members denounced Arafat as a terrorist and resigned.163 Additional misgivings about Arafat were widely expressed in various newspapers.164

Another controversial Peace Prize was that awarded to Barack Obama in 2009.165 Nominations had closed only eleven days after Obama took office as President of the United States, but the actual evaluation occurred over the next eight months.166 Obama himself stated that he did not feel deserving of the award, or worthy of the company in which it would place him.167168 Past Peace Prize laureates were divided, some saying that Obama deserved the award, and others saying he had not secured the achievements to yet merit such an accolade. Obama's award, along with the previous Peace Prizes for Jimmy Carter and Al Gore, also prompted accusations of a liberal bias.169

Aung San Suu Kyi was awarded the Peace Prize in 1993. However, in 2015, when she came into power in Myanmar, she was criticized for being silent on human rights violation under her rule and especially over the Rohingya genocide and calls were made to strip her of her Nobel Peace Prize.170171

Literature Prize

The award of the 2004 Literature Prize to Elfriede Jelinek drew a protest from a member of the Swedish Academy, Knut Ahnlund. Ahnlund resigned, alleging that the selection of Jelinek had caused "irreparable damage to all progressive forces, it has also confused the general view of literature as an art". He alleged that Jelinek's works were "a mass of text shovelled together without artistic structure".172173 The 2009 Literature Prize to Herta Müller also generated criticism. According to The Washington Post, many US literary critics and professors were ignorant of her work.174 This made those critics feel the prizes were too Eurocentric.175 The 2019 Literature Prize to Peter Handke received heavy criticisms from various authors, such as Salman Rushdie and Hari Kunzru, and was condemned by the governments of Bosnia and Herzegovina, Kosovo, and Turkey, due to his history of Bosnian genocide denialism and his support for Slobodan Milošević.176177178

Science prizes

In 1949, the neurologist António Egas Moniz received the Physiology or Medicine Prize for his development of the prefrontal lobotomy. The previous year, Walter Freeman had developed a version of the procedure which was faster and easier to carry out. Due in part to the publicity surrounding the original procedure, Freeman's procedure was prescribed without due consideration or regard for modern medical ethics. Endorsed by such influential publications as The New England Journal of Medicine, leucotomy or "lobotomy" became so popular that about 5,000 lobotomies were performed in the United States in the three years immediately following Moniz's receipt of the Prize.179180

Overlooked achievements

Although Mohandas Gandhi, an icon of nonviolence in the 20th century, was nominated for the Nobel Peace Prize five times, in 1937, 1938, 1939, 1947, and a few days before he was assassinated on 30 January 1948, he was never awarded the prize.181182183

In 1948, the year of Gandhi's death, the Norwegian Nobel Committee decided to make no award that year on the grounds that "there was no suitable living candidate".184185

In 1989, this omission was publicly regretted, when the 14th Dalai Lama was awarded the Peace Prize, the chairman of the committee said that it was "in part a tribute to the memory of Mahatma Gandhi".186

Geir Lundestad, 2006 Secretary of Norwegian Nobel Committee, said,

The greatest omission in our 106-year history is undoubtedly that Mahatma Gandhi never received the Nobel Peace Prize. Gandhi could do without the Nobel Peace Prize. Whether the Nobel committee can do without Gandhi, is the question.187188

Other high-profile individuals with widely recognised contributions to peace have been overlooked. In 2009, an article in Foreign Policy magazine identified seven people who "never won the prize, but should have". The list consisted of Gandhi, Eleanor Roosevelt, Václav Havel, Ken Saro-Wiwa, Sari Nusseibeh, Corazon Aquino, and Liu Xiaobo.189 Liu Xiaobo would go on to win the 2010 Nobel Peace Prize while imprisoned.

In 1965, UN Secretary General U Thant was informed by the Norwegian Permanent Representative to the UN that he would be awarded that year's prize and asked whether or not he would accept. He consulted staff and later replied that he would. At the same time, Chairman Gunnar Jahn of the Nobel Peace prize committee, lobbied heavily against giving U Thant the prize and the prize was at the last minute awarded to UNICEF. The rest of the committee all wanted the prize to go to U Thant, for his work in defusing the Cuban Missile Crisis, ending the war in the Congo, and his ongoing work to mediate an end to the Vietnam War. The disagreement lasted three years and in 1966 and 1967 no prize was given, with Gunnar Jahn effectively vetoing an award to U Thant.190191

The Literature Prize also has controversial omissions. Adam Kirsch has suggested that many notable writers have missed out on the award for political or extra-literary reasons. The heavy focus on European and Swedish authors has been a subject of criticism.192193 The Eurocentric nature of the award was acknowledged by Peter Englund, the 2009 Permanent Secretary of the Swedish Academy, as a problem with the award and was attributed to the tendency for the academy to relate more to European authors.194 This tendency towards European authors still leaves many European writers on a list of notable writers that have been overlooked for the Literature Prize, including Leo Tolstoy, Anton Chekhov, J. R. R. Tolkien, Émile Zola, Marcel Proust, Vladimir Nabokov, James Joyce, August Strindberg, Simon Vestdijk, Karel Čapek, the New World's Jorge Luis Borges, Ezra Pound, John Updike, Arthur Miller, Mark Twain, and Africa's Chinua Achebe.195

Candidates can receive multiple nominations the same year. Gaston Ramon received a total of 155196 nominations in physiology or medicine from 1930 to 1953, the last year with public nomination data for that award as of 2016. He died in 1963 without being awarded. Pierre Paul Émile Roux received 115197 nominations in physiology or medicine, and Arnold Sommerfeld received 84198 in physics. These are the three most nominated scientists without awards in the data published as of 2016.199 Otto Stern received 79200 nominations in physics 1925–1943 before being awarded in 1943.201

The strict rule against awarding a prize to more than three people is also controversial.202 When a prize is awarded to recognise an achievement by a team of more than three collaborators, one or more will miss out. For example, in 2002, the prize was awarded to Koichi Tanaka and John Fenn for the development of mass spectrometry in protein chemistry, an award that did not recognise the achievements of Franz Hillenkamp and Michael Karas of the Institute for Physical and Theoretical Chemistry at the University of Frankfurt.203204

According to one of the nominees for the prize in physics, the three person limit deprived him and two other members of his team of the honor in 2013: the team of Carl Hagen, Gerald Guralnik, and Tom Kibble published a paper in 1964 that gave answers to how the cosmos began, but did not share the 2013 Physics Prize awarded to Peter Higgs and François Englert, who had also published papers in 1964 concerning the subject. All five physicists arrived at the same conclusion, albeit from different angles. Hagen contends that an equitable solution is to either abandon the three limit restriction, or expand the time period of recognition for a given achievement to two years.205

Similarly, the prohibition of posthumous awards fails to recognise achievements by an individual or collaborator who dies before the prize is awarded. The Economics Prize was not awarded to Fischer Black, who died in 1995, when his co-author Myron Scholes received the honor in 1997 for their landmark work on option pricing along with Robert C. Merton, another pioneer in the development of valuation of stock options. In the announcement of the award that year, the Nobel committee prominently mentioned Black's key role.

Political subterfuge may also deny proper recognition. Lise Meitner and Fritz Strassmann, who co-discovered nuclear fission along with Otto Hahn, may have been denied a share of Hahn's 1944 Nobel Chemistry Award due to having fled Germany when the Nazis came to power.206 The Meitner and Strassmann roles in the research was not fully recognised until years later, when they joined Hahn in receiving the 1966 Enrico Fermi Award.

Emphasis on discoveries over inventions

Alfred Nobel left his fortune to finance annual prizes to be awarded "to those who, during the preceding year, shall have conferred the greatest benefit on mankind".207 He stated that the Nobel Prizes in Physics should be given "to the person who shall have made the most important 'discovery' or 'invention' within the field of physics". Nobel did not emphasise discoveries, but they have historically been held in higher respect by the Nobel Prize Committee than inventions: 77% of the Physics Prizes have been given to discoveries, compared with only 23% to inventions. Christoph Bartneck and Matthias Rauterberg, in papers published in Nature and Technoetic Arts, have argued this emphasis on discoveries has moved the Nobel Prize away from its original intention of rewarding the greatest contribution to society.208209

Gender

See also: List of female Nobel laureates and List of female nominees for the Nobel Prize

In terms of the most prestigious awards in STEM fields, only a small proportion have been awarded to women. Out of 210 laureates in Physics, 181 in Chemistry and 216 in Medicine between 1901 and 2018, there were only three female laureates in physics, five in chemistry and 12 in medicine.210211212213 Factors proposed to contribute to the discrepancy between this and the roughly equal human sex ratio include biased nominations, fewer women than men being active in the relevant fields, Nobel Prizes typically being awarded decades after the research was done (reflecting a time when gender bias in the relevant fields was greater), a greater delay in awarding Nobel Prizes for women's achievements making longevity a more important factor for women (one cannot be nominated for the Nobel Prize posthumously), and a tendency to omit women from jointly awarded Nobel Prizes.214215216217218219 Despite these factors, Marie Curie is to date the only person awarded Nobel Prizes in two different sciences (Physics in 1903, Chemistry in 1911); she is one of only three people who have received two Nobel Prizes in sciences (see Multiple laureates below). Malala Yousafzai is the youngest person ever to be awarded the Nobel Peace Prize. When she received it in 2014, she was only 17 years old.220

Status of the Economic Sciences Prize

Peter Nobel describes the Bank of Sweden Prize in Economic Sciences in Memory of Alfred Nobel as a "false Nobel prize" that dishonours his relative Alfred Nobel, after whom the prize is named, and considers economics to be a pseudoscience.221222

Refusals and constraints

Two laureates have voluntarily declined the Nobel Prize. In 1964, Jean-Paul Sartre was awarded the Literature Prize, but refused, stating, "A writer must refuse to allow himself to be transformed into an institution, even if it takes place in the most honourable form."223 Lê Đức Thọ, chosen for the 1973 Peace Prize for his role in the Paris Peace Accords, declined, stating that there was no actual peace in Vietnam.224 George Bernard Shaw attempted to decline the prize money while accepting the 1925 Literature Prize; eventually it was agreed to use it to found the Anglo-Swedish Literary Foundation.225

During the Third Reich, Adolf Hitler hindered Richard Kuhn, Adolf Butenandt, and Gerhard Domagk from accepting their prizes. All of them were awarded their diplomas and gold medals after World War II.226227

In 1958, Boris Pasternak declined his prize for literature due to fear of what the Soviet Union government might do if he travelled to Stockholm to accept his prize. In return, the Swedish Academy refused his refusal, saying "this refusal, of course, in no way alters the validity of the award."228 The academy announced with regret that the presentation of the Literature Prize could not take place that year, holding it back until 1989 when Pasternak's son accepted the prize on his behalf.229230

Aung San Suu Kyi was awarded the Nobel Peace Prize in 1991, but her children accepted the prize because she had been placed under house arrest in Burma; Suu Kyi delivered her speech two decades later, in 2012.231 Liu Xiaobo was awarded the Nobel Peace Prize in 2010 while he and his wife were under house arrest in China as political prisoners, and he was unable to accept the prize in his lifetime.

Impact

Cultural

Being a symbol of scientific or literary achievement that is recognisable worldwide, the Nobel Prize is often depicted in fiction. This includes films such as The Prize (1963), Nobel Son (2007), and The Wife (2017) about fictional Nobel laureates, as well as fictionalised accounts of stories surrounding real prizes such as Nobel Chor, a 2012 film based on the theft of Rabindranath Tagore's prize. It has also been depicted in television shows such as The Big Bang Theory.232233

The statue and memorial symbol Planet of Alfred Nobel was opened in Alfred Nobel University of Economics and Law in Dnipro, Ukraine in 2008. On the globe, there are 802 Nobel laureates' reliefs made of a composite alloy obtained when disposing of military strategic missiles.234

Despite the symbolism of intellectual achievement, some recipients have embraced unsupported and pseudoscientific concepts, including various health benefits of vitamin C and other dietary supplements, homeopathy, HIV/AIDS denialism, and various claims about race and intelligence.235 This is sometimes referred to as Nobel disease.

In 2001, Gustavus Adolphus College in St. Peter, Minnesota, host of the Nobel Conference, commissioned American composer and alumnus Steve Heitzeg to compose a piece for the 100th anniversary of the Nobel Prizes. The 75-minute Nobel Symphony highlights all the major Nobel Prizes, and includes texts from Nobel laureates such as Pablo Neruda, Albert Camus, Toni Morrison, Amartya Sen, Martin Luther King, Jr., Rigoberta Menchú, Dag Hammarskjöld, and Nelson Mandela. The Nobel Symphony premiered at Gustavus Adolphus on October 2, 2001, and was restaged by Philip Brunelle and VocalEssence at Orchestra Hall in Minneapolis, Minnesota on April 18, 2004.236237238239

See also

  • History of Science portal
  • Norway portal
  • Sweden portal

Sources

 This article incorporates text from a free content work. Licensed under CC BY-SA IGO 3.0 (license statement/permission). Text taken from A Complex Formula: Girls and Women in Science, Technology, Engineering and Mathematics in Asia​, 23, UNESCO, UNESCO. UNESCO.

Books

Further reading

References

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  2. "Alfred Nobel's will". Nobel Prize. Nobel Foundation. 6 September 2019. Archived from the original on 27 June 2020. Retrieved 8 December 2020. https://www.nobelprize.org/alfred-nobel/alfred-nobels-will/ ↩

  3. "All Nobel Prizes". The Nobel Foundation. Archived from the original on 15 June 2020. Retrieved 6 October 2022. https://www.nobelprize.org/prizes/lists/all-nobel-prizes/ ↩

  4. "Nomination and selection of Laureates in Economic Sciences". Archived from the original on 10 May 2020. Retrieved 25 June 2018. https://www.nobelprize.org/nomination/economic-sciences/ ↩

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